The Quad (US, Japan, India, Australia Security Dialogue) : Updates and Discussions

Scott Morrison wasn’t at the Raisina
Dialogue, but his ideas were

“India is not going to be a bastion of Western liberalism”, declared Stephen Harper, the former Prime Minister of Canada, at the inaugural session of the Raisina Dialogue, hosted by the Observer Research Foundation in New Delhi. “Although it’s a democracy”, Harper continued, “India has its own identity, its own nationalism”.

The reason Harper was on stage for the opening event of India’s flagship global conference, now in its fifth year, sharing a panel with other former leaders from New Zealand, South Korea, Denmark, Sweden, Afghanistan and Bhutan, was the absence of Scott Morrison. The Australian Prime Minister had been slated to give the inaugural address at the Dialogue, but the trip became practically (and politically) impossible given the ongoing challenge posed by Australia’s catastrophic bushfires.

Yet there was probably much Morrison would have liked in what Harper – now the Chair of the International Democrat Union, a global alliance of centre-right political parties that includes Morrison’s own Liberal Party – had to say.

In a subsequent session on the theme of protecting democracies, Harper noted that “perspectives of a faith, or nationalist character have come to the fore in a way that [is] alien to the global liberal elite consensus … [the latter being] the values of people who are highly affluent, highly mobile, and highly defined individually. And that’s not just the way most of humanity lives, even within advanced western societies”.

These comments bear striking resemblance to themes in Morrison’s Lowy Lecture last year, where he noted that “elite opinion and attitudes have often become disconnected from the mainstream of their societies” and that “we should avoid any reflex towards a negative globalism that coercively seeks to impose a mandate from an often ill-defined borderless global community”.

Harper was not the only conservative expressing these sentiments at the Raisina Dialogue. Matt Pottinger, Deputy National Security Adviser in the Trump Administration, predicted in the final session that “groups that have been very sceptical of the idea of populism over time are going to recognise, [upon seeing] the consummation of Brexit and President Trump’s election in 2016, that … it is allowing the refreshing the idea of the citizen at the centre of democratic governance, not elites, not people who have been captured by the fad of the decade, whether it’s globalism or something else, but the idea that citizens really do determine the destiny of their countries”.

That these ideas were expressed, in India, by notable international figures, is significant. The conservative government of Prime Minister Narendra Modi has been criticised heavily in recent months, both domestically and abroad, regarding concerns relating to the status of Muslims within the country’s constitutional democracy, in particular governance of the Muslim-majority province of Kashmir, as well as amendments to citizenship legislation that critics allege discriminate against Muslims. Internet shutdowns – security measures implemented both in anticipation of and in response to protests – and which are now many months old in parts of Kashmir, further fuel fears that the balance being struck between security and identity on one hand, and individual freedom on the other, is tilting too far towards illiberalism in the world’s largest democracy.

And yes, sometimes it may be necessary to privilege geopolitical and other national interests by taking a softer pproach towards problematic behaviour within partner countries.

The Morrison government is very keen to deepen both economic and security ties with India within the rubric of a values-based foreign policy. Moreover, the emerging Quad security grouping of the United States, Australia, Japan and India is widely seen as defined by its democratic character, in a clear effort to offer a more appealing alternative to the authoritarianism of China. Does creeping illiberalism erode the credibility of Canberra’s values-based diplomatic strategy? Would the effectiveness of the Quad as a democratic counterweight to Beijing be undermined by the illiberal activities of one (or more) of its members?

The sentiments expressed by Harper and Pottinger at Raisina, and Morrison in his Lowy and Asialink speeches last year, provide a window into how the centre-right in the world’s democracies will seek to navigate these tensions, and in doing so redefine what “internationalism” means in the 21st century. By emphasising sovereignty, framing nationalism as (virtuously) reflecting the interests and concerns of the everyday citizen in contrast to the “negative globalism” of a “liberal elite”, democratic governments can – the argument goes – cooperate in mutually beneficial ways. And yes, sometimes it may be necessary to privilege geopolitical and other national interests by taking a softer approach towards problematic behaviour within partner countries.

Morrison argued in the Lowy Lecture that “globalism must facilitate, align and engage, rather than direct and centralise, as such an approach can corrode support for joint international action”. He is surely right that any model of international cooperation that does not have the support of mass publics will not endure. His critique, and that of other leading conservatives such as Stephen Harper, should be taken seriously.

Yet the biggest challenges facing the community of nations – principally climate change, though recent events serve a reminder that pandemics also pose grave threats – cannot be addressed effectively via a relentless focus on the virtues of sovereignty. Moreover, at some point, the weakening of a democracy becomes a problem for international cooperation, as the European Union is finding with the rule of law crisis in Poland.

Durable solutions to these global solutions will balance the need for popular legitimacy with the (sovereignty constraining) compromises necessary to sustain cooperative efforts. The conservative critique correctly diagnoses a problem, but solutions remain elusive.
Scott Morrison wasn’t at the Raisina Dialogue, but his ideas were
 
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Anchoring the Indo-Pacific
The growing importance of the Indian and Pacific Oceans have given new momentum to the ‘Indo-Pacific’ as a geostrategic construct. India, Australia and Indonesia are particularly prominent players. Indonesia lies at the crossroads between the Indian and the Pacific Oceans, while India flanks the Indian Ocean and Australia lies between the Indian and the South Pacific Oceans. In essence, Indonesia, India, and Australia strategically anchor the Indo-Pacific in the middle, northwest, and southeast. The long-term strategic stability of the Indo-Pacific thus depends to a significant degree on these three countries and how they interact with one another.This paper calls for deeper trilateral cooperation between Australia, India, and Indonesia. Given the regional uncertainty in the Indo-Pacific, and the limitations of existing multilateral institutions and bilateral partnerships, we argue that stronger cooperation and alignment between the three countries could boost regional stability and provide strategic benefits for all three states. We acknowledge that India, Australia, and Indonesia have engaged in preliminary trilateral dialogues and cooperative initiatives. But the activities thus far have not been designed strategically nor have they been part of a broader trilateral framework. To address this gap, we offer a policy framework to elevate the trilateral relationship between India, Australia, and Indonesia.

The framework is built around two premises. First, the bilateral relationships that form each side of the triangle should be strengthened to ensure a stronger, equitable, and sustainable trilateral relationship. As we will show in this report, the trajectory of bilateral ties—Indonesia-Australia, India-Australia, and Indonesia-India—has been uneven over the past fifteen years. The strength varies across different policy areas, of course, but we focus on a few key indicators such as diplomatic engagement, economic ties, and military exercises. In essence, a strong trilateral partnership should be supported by equally strong bilateral relationships among the three countries.

Second, we offer a broad spectrum of policy areas and initiatives, from short to long term and from government-to-government to people-to-people. The policy proposals we outline here can be broadly grouped under: (1) Politics and diplomacy, (2) Defence and security, (3) Economy and sustainable development, and (4) Maritime domain. We also wish to note that the “core” of our proposals centre on the maritime domain as we consider it to be the most obvious point of strategic convergence. We suggest that policymakers in Canberra, New Delhi, and Jakarta lay the foundations for deeper trilateral cooperation in the maritime domain.

These policies are nonetheless sufficiently broad to accommodate a wide range of activities and engagements, from highly informal conversations to formalized and institutionalised cooperation. Policymakers therefore have the flexibility to pick and choose which initiatives they would like to start with and build further. This “accordion- like” principle is necessary as different capitals have different appetites for “new initiatives”. Taken together, this report is not proposing a new formal alliance between the three countries. What we are calling for is a realignment of foreign policy focus based on mutual understanding, comfort levels, convergence of interests, and shared modalities. We further argue that the main challenges to this trilateral trajectory are the uneven strength of the bilateral ties among the three countries and the absence of a trilateral cooperative framework. Our report seeks to fill this gap and builds on our research and interviews with dozens of policymakers across the three capitals.

Finally, we note some of the prospects and challenges to our call for a deeper trilateral cooperation. Any new initiative will suffer from the chicken and egg conundrum. Without meaningful, practical issues and projects to discuss, it is hard to build new habits of cooperation. Government officials in all three countries warned of the dangers of setting up “another meaningless talking shop” but disagreed about whether the trilateral relationship should be top-down, framed around ministerial dialogues, or bottom-up, focused on specific areas of practical cooperation.

Another major problem is the different approaches the trio take toward alignments. Despite concerns about the US’ long-term commitment to Asia, Australia is and will remain a key treaty ally of the US for the foreseeable future. By contrast, Indonesia jealously guards its non-aligned status and some in Jakarta fear that even loose trilateral cooperation initiatives such as this could undermine its diplomatic freedom of movement. Similarly, in India, some diplomats fear that Australia wants to use the trilateral to bandwagon against China, undermining its “issue based-aligned” approach.

Despite the challenges, the strategic rationale for deepening trilateral cooperation between Australia, India and Indonesia is clear. These three multi-ethnic, multi-cultural democracies form the anchor of the Indo-Pacific, which all three governments see as their defining geography. All three have articulated new or refreshed visions for their own engagement with the region, Indonesia through its work in pushing the ASEAN Outlook on the Indo-Pacific, India through Prime Minister Narendra Modi’s vision for the Indo-Pacific, and Australia through the white papers that lay out its determination to ensure a “secure, open and prosperous Indo–Pacific”. If the Indo- Pacific view of the world is to prove meaningful, these three anchor nations will need to find new ways to deepen their strategic conversation and their practical cooperation across a wide range of areas.

Anchoring the Indo-Pacific: The Case for Deeper Australia–India–Indonesia Trilateral Cooperation
The Indo-Pacific is marked by regional uncertainty and the existing multilateral institutions and bilateral partnerships are facing a variety of limitations. Deeper trilateral cooperation and more robust strategic conversations between Australia, India and Indonesia could boost regional stability and benefit all three. While these nations do engage in preliminary trilateral dialogues and cooperative initiatives, the activities thus far have neither been designed strategically nor been part of a broader trilateral framework. This report addresses this gap and offers a policy framework to elevate the trilateral relationship between India, Australia and Indonesia.

Introduction
The strategic flux in the Indo-Pacific, combined with the underwhelming effects of multilateral or bilateral ties create an opportunity for India, Australia and Indonesia to work together more effectively in anchoring the region and promoting peace, stability and prosperity. What is necessary is not a new formal alliance between the three countries, but deeper discussion and cooperation centred on overlapping interests and based on mutual understanding, comfort levels and convergence of interests. The main challenges to this trilateral trajectory are the uneven strength of the bilateral ties amongst the three nations and the absence of a trilateral cooperative framework. This report draws on the authors’ research and interviews with a number of policymakers across the three capitals, and proposes a possible framework for consideration.

First, the report argues that bilateral relationships that form each side of the triangle should be strengthened to ensure a stronger, equitable and sustainable trilateral relationship. Over the past 15 years, the strength of bilateral ties—Indonesia–Australia, India–Australia, Indonesia–India—has been uneven across different policy areas. This report focuses on a few key indicators such as diplomatic engagement, economic ties and military exercises. In Indonesia, several officials believe that ties with Australia are susceptible to a longstanding “trust deficit.” In turn, Indian foreign policy officials question Australia’s reliability as a partner and Indonesia’s desire to step up in the region. Australian officials have expressed doubts about India’s and Indonesia’s willingness to move from talk to action when it comes to regional engagement.[1]
Thus, a stronger trilateral partnership must be supported by equally strong bilateral relationships amongst the three countries.

Second, the report proposes a broad spectrum of policy areas and initiatives, from short- to long-term and from government-to-government to people-to-people. These policies are part of the Strategic Trilateral Partnership Framework proposed by the authors, which is sufficiently broad to accommodate a wide range of activities and engagements, from highly informal conversations to formalised and institutionalised cooperation. Policymakers in New Delhi, Canberra and Jakarta have the flexibility to pick and choose the initiatives they would like to start with and build further. This “accordion-like” principle is necessary, as different capitals have different appetites for “new initiatives.” One senior Indonesia diplomat, for example, argues that for diplomatic initiatives outside of organisations such as the Association of Southeast Asian Nations (ASEAN) or the Indian Ocean Rim Association (IORA), the country is “a bit restrained” and prefers instead to “champion leadership from behind,” especially in the context of geopolitical challenges.[2]
While Australia is trying to step up as a middle power, its efforts are often framed by its alliance with the United States (US), on one hand, and its troubled but economically important relationship with China, on the other. India has been a vociferous adopter of minilateral initiatives, but there are big questions about the effectiveness of these efforts. All three countries have demonstrated large gaps between rhetoric and reality when it comes to their foreign policy visions in the Indo-Pacific. As one senior Indian national security official put it, “In the Indo-Pacific, our mouths advance way ahead of our money and our actions.”[3]

India, Australia and Indonesia in the Indo-Pacific
India, Australia and Indonesia are strategic anchors of the Indo-Pacific region. Indonesia lies at the crossroads between the Indian Ocean and the Pacific Ocean; India flanks the Indian Ocean; and Australia lies between the Indian Ocean and the South Pacific Ocean. Thus, the three countries share “the responsibility to look after the single strategic ecosystem” of the Indo-Pacific.[4] The challenge is for India, Australia and Indonesia to exercise such responsibility as a collective (trilateral) group.

In recent years, each country has proposed its own “vision” for the Indo-Pacific. India views the Indo-Pacific as a geographic and strategic expanse, with the ASEAN connecting the two great oceans. To promote its strategic interests in the Indian Ocean, India launched the SAGAR (Security and Growth for All in the Region) vision. Moreover, its “Act East Policy” is similarly geared towards deepening economic engagement with Southeast Asia and broader cooperation with East Asia and the Pacific Island countries. In the recently concluded ASEAN Summit, Prime Minister Narendra Modi proposed an “Indo-Pacific Oceans Initiative” for the safety, security and stability of the maritime domain.[5]

Indonesia, too, has turned its attention to the maritime domain and the broader Indo-Pacific. In President Joko Widodo’s first term, the “Global Maritime Fulcrum” doctrine was meant to lay the foundation for Indonesia’s broader regional engagement. Unfortunately, Widodo’s government failed to build on the initial idea. Since 2018, Indonesia had been advocating its Indo-Pacific vision; in 2019, it led the process to have it adopted as the “ASEAN Outlook on the Indo-Pacific” (AOIP). While the AOIP is not without its flaws, Indonesia’s vision aligns with India’s own Indo-Pacific conceptions. Both countries want to uphold a rules-based maritime order and balance of power in the Indo-Pacific, as well as address the broader Indo-Pacific challenges such as energy, technology, regional connectivity and trade ties.

Australia’s Indo-Pacific vision was fleshed out in its 2017 Foreign Policy White Paper. In its effort to pursue an open, free and prosperous Indo-Pacific, Australia reaffirmed its alliance commitment with the US. However, it is also committed to expanding its strategic partnerships with India and Indonesia across the maritime, economic and security realms. Australia and Indonesia have entered into a Comprehensive Strategic Partnership agreement with each other, while Australia and India share geostrategic concerns over the Indian Ocean. Overall, Australia seems interested in shaping the increasingly multipolar Indo-Pacific order and ensuring that no single power dominates it.

Underneath these individual visions, India, Indonesia, and Australia share strategic concerns in the Indo-Pacific. All three view their immediate strategic environment to be broader (i.e. the entire Indo-Pacific) and wish to cooperatively manage a rules-based multipolar regional order, to prevent any single power from dominating the region or the waterways. The three nations want regional countries to focus on shared prosperity at home and abroad, and envision a central role for multilateral organisations such as the ASEAN in managing regional affairs.

Given the respective sizes of their economies and their military capacities, the three countries can stand to gain from each other. The growth of one can act as a tail-wind to bring growth to the others, through complementary trade and investment. At the same time, the security and economic risk to one will also likely impact the others. The rise of China and the re-focusing of the US’ influence in the region has forced all three countries to re-assess their long-term strategic outlook and their role in the changing regional diplomatic geometry. In short, India, Australia and Indonesia share a convergence of interests in the Indian and Pacific oceans and should work to deepen their mutual understanding, strategic conversation and habits of cooperation. Amidst an ambitious China asserting itself and concerns about US’ long-term commitment to Asia, these three countries must improve their cooperation to help maintain stability. As one Indian national security official put it: “The key question facing these three countries is can you build a security structure in the Indo-Pacific that maintains equilibrium without a single hegemon? To do so, we will need to leverage the economic and military strength of others.”[6]

Minilateralism and Trilateralism in the Indo-Pacific
While India, Australia and Indonesia share strategic interests in the Indo-Pacific, they do not necessarily agree on the methods of defending or advancing those interests. All three countries have different foreign-policy outlooks. India and Indonesia have been staunchly “non-aligned” for decades, while Australia remains wedded to its formal alliance to the US. According to one policymaker, “Indonesia’s foreign policy is more oriented towards economy, rather than on security … [while] Australia and India are more open to international security cooperation.”[7] For another, there is considerable debate in the capital of all three countries about the role of values in shaping strategic behaviour and cooperation. Some policymakers argue that cooperation should be based more on interest and less on values, because each country has different levels or types of democracy.[8] Talking about democracy has become “very problematic,” according to one Australian official, because of the recent spread of illiberal policies in both India and Indonesia, which violate minority rights and undermine democratic freedoms.[9] Others, however, believe that stronger cooperation between India, Australia and Indonesia should centre around their common values, as “maritime democracies.”[10]
One influential Indian foreign policy commentator argues that “cooperation between the three countries should be issue-based … based on a positive construct like the fact that they are democracies and maritime neighbours.”[11]

This debate notwithstanding, most policymakers and analysts across the three capital seem to agree that there are common regional and shared challenges the three must tackle together. The challenge is that the list of those problems is long and covers a wide range of issues, from cyber security and tourism to maritime domain awareness. As a retired senior Indian official explains, “It makes sense for us to have a deeper conversation about how we see the region, but we need to pick issues that really matter like maritime security. It’s about creating a web of relationships, dependencies and habits of cooperation that help maintain the existing order.”[12] This report discusses some of the issues that the three countries could focus on, building on existing policies and relationships.

Policymakers from all three nations are increasingly realising limits of some forms of multilateralism and bilateralism, and are open to the idea of minilateralism in general and trilateralism in particular. This is evident in the recent proliferation of minilateral initiatives. Bilateralism offers a transactional, narrow baseline that cannot be easily translated to regional affairs, while multilateralism dilutes the policies necessary to tackle regional challenges by seeking “lowest common denominator” positions.[13] Minilateralism, on the other hand, is a narrower—and usually informal—initiative to address specific problems with fewer states sharing the same interest; they are in essence “task-oriented.”[14] The “tasks” are often regionally focused, making them “less threatening” to states that see themselves as the target of bilateral alliances.[15] Thus, minilateralism can overcome barriers to collective action problems by insisting on fewer actors and a narrower convergence of interests, identity or power.[16] Policymakers find minilateralism appealing because of its inherent flexibility, relatively low transaction costs and voluntary (not mandatory) commitments.[17]

In the Indo-Pacific, minilateral cooperation does not negate or eliminate pre-existing multilateral commitments (e.g. the ASEAN) or bilateral alliances (e.g. with the US). Minilateralism, bilateralism and multilateralism can work together to form a complementary “patchwork” that embraces “Asian informality.”[18] Carefully crafted and gradually executed with enough buy-in from policymakers, minilateralism can allow smaller groups of countries to coordinate their actions and amplify the effectiveness of multilateral organisations or bilateral commitments. In the case of India, Australia and Indonesia, there are preliminary indications that each country may be exploring the benefits of minilateralism. India is perhaps one of the most vociferous adherents of minilateralism, as multilateral institutions are increasingly fractured by the US–China rivalry, the growing inequality between developed and developing countries, and contradictory approaches of the other members to key challenges from climate change to trade. In the 2019 Raisina Dialogue, Former Indian Foreign Secretary Vijay Gokhale said, “The governments in Delhi might have been the last, but they have certainly moved away from the straitjacket of non-alignment—in practice if not in theory. The rhetoric too has changed under the present government. India is now ‘aligned.’ But the alignment is issue-based. It is not ideological. That gives us the capacity to be flexible, gives us the capacity to maintain our decisional autonomy.”[19] For India, the so-called Quad (Australia, India, Japan and the US) meeting was just one of several diverse minilateral and plurilateral meetings it has joined in recent years.[20] Australia, too, has participated in minilateral initiatives to deepen its strategic relationships and increase its heft across the Indo-Pacific, although such initiatives tend to involve the US or a US-ally such as Japan. While Indonesia has downplayed its minilateral initiatives for fear that they might undermine ASEAN centrality, in practice, it has engaged in various forms of minilateral cooperation, from MIKTA (a dialogue with Mexico, South Korea, Turkey and Australia) to the South West Pacific Dialogue (alongside Australia, the Philippines, Papua New Guinea, New Zealand and Timor Leste).

However, despite India, Australia and Indonesia engaging in different forms of minilateral cooperation, they do not yet have a framework for a trilateral alignment. Trilateralism is generally a cooperative and coordinated strategic behaviour amongst three states to promote specific interests.[21] The venues or mechanisms for such cooperation focus on problem-solving and are thus more adaptive and pragmatic; they can create a unique framework using a combination of bottom-up, top-down, flexible or functional practices.[22] “Flexibility” is particularly important in the Indo-Pacific context, since multilateral organisations are hamstrung by consensus-based approaches to decision- and rule-making, even as the hub-and-spoke system of US bilateral alliances are insufficient for handling day-to-day security challenges.[23] Many also see a three-country grouping to be sufficiently effective without creating a new “security bloc.” This is perhaps why India, Australia and Indonesia have also been quietly increasing their trilateral engagements with other countries (See Table 1).

There are multiple multilateral regional forums such as the East Asia Summit (EAS) and the IORA where India, Indonesia and Australia are members. Additionally, the ASEAN has its own strategic dialogue and partnership with Australia and India separately. There have also been Track 1.5 initiatives such as the (now-discontinued) Trilateral Dialogue on the Indian Ocean. However, there is no broader trilateral framework to integrate government-to-government or people-to-people relations between the nations across diplomatic, political, security and economic realms. The shared vision statement on maritime cooperation between India and Indonesia mentioned the idea of trilateralism.[24] Following their 2+2 foreign and defence ministers’ meeting in December 2019, Australia and Indonesia pledged to “to take forward greater trilateral maritime cooperation with India.”[25] However, official trilateral interaction has thus far been limited to three senior officials meetings (held in November 2017, September 2018 and October 2019) and a naval workshop on maritime security in the Indian Ocean in November 2019.

The trilateral relationship is nascent but can offer long-term advantages, should the governments decide to elevate it. Much of the challenge currently lies in the uneven state of the individual bilateral ties, i.e. each leg of the triangle is not equally developed. Indonesia–Australian ties have grown but are still punctured by occasional crises driven by domestic politics. India–Indonesia ties are the least developed, despite a Strategic Partnership Agreement between the two. With the elevation of the ties to a Comprehensive Strategic Partnership in 2018, there has recently been some progress in India-Indonesia relations. According to an Indian diplomat, “Indonesia has not displayed its bandwidth completely yet despite being the largest country in ASEAN.”[26] Currently, India–Australia relations are perhaps the most promising.

The uneven state of bilateral ties must be addressed, as it can fuel misperceptions. For instance, an Indonesian admiral expressed concern that a trilateral grouping involving India and Australia could present problems for Indonesia as they come from a similar “bloc” and could “outnumber” Indonesia.[27]

Table 1: Sample of Trilateral Initiatives Involving India, Indonesia and Australia

Indonesia2017The Indonesia–Malaysia–Philippines Trilateral Maritime Patrol (INDOMALPHI)2004Indonesia–Singapore–Malaysia (MALSINDO) Trilateral Patrol2014Timor Leste–Indonesia–Japan Triangular Cooperation ProjectIndia2011India–Sri Lanka–Maldives Trilateral Meeting on Maritime Security Cooperation2002The India–China–Russia Trilateral Cooperation2015Japan–US–India Trilateral Dialogue2002India–Myanmar–Thailand Trilateral Ministerial Meeting on Transport LinkagesAustralia2002US–Japan–Australia Trilateral Strategic Dialogue2014Australia–US–China Trilateral Exercise “Kowari”
State of Bilateral Ties
In recent years, India’s ties with Indonesia and Australia have deepened.[28] For the latter countries, India represents a potentially attractive partner in their efforts to play a greater role in shaping the Indo-Pacific. Appendix 1 lists the different bilateral agreements and Memoranda of Understanding (MoUs) between the three countries. These documents provide a sufficient basis to further consider how the three countries could better align their foreign policies in a changing Indo-Pacific strategic context. The positive growth in bilateral ties, however, is only just beginning and requires more push and buy-in from policymakers in the three capitals.

Australia–Indonesia Relations
The prospect of deepening Australia-Indonesia relations is occasionally ruptured by reactionary diplomatic sentiments over the domestic political or policy choices of one another. Nonetheless, both countries are committed to a Comprehensive Strategic Partnership, the highest non-alliance relationship between two countries. The two also work closely on a wide range of security and defence issues. In counterterrorism, for example, they share one of the highest levels of coordination between any two police forces in the world. The joint exercises, as well as education and training relationship between their two militaries, are amongst the strongest in the region. Both countries are important players in regional collaborative measures on irregular migration, especially through the Bali Process.

Economically, Indonesia and Australia have recently signed a new trade deal (the Comprehensive Economic Partnership Agreement or IA-CEPA), which is set to be ratified in 2020. While their dependence on similar commodities has invoked competition, both nations want to see their economic relations become more complementary to one another. Further cooperation can be pursued in the services industry as well as in the transfer of modern equipment and advanced technology to Indonesia’s industrial sector, especially those in the maritime domain.

However, the Indonesia–Australia relationship is not yet stable or well-institutionalised. Trade and economic ties are still lacking in the bigger scheme of bilateral ties.

Indonesia–India Relations
There have been few serious ruptures in Indonesia-India ties in recent years. But, ironically, this is a sign that the relationship is not as developed as it should be, especially given the close historical and cultural affinities between the two countries. The recent policy outlooks of PM Modi and President Widodo over the Indo-Pacific may have pointed the two countries towards the strategic potential of their bilateral ties. They are both concerned with regulating the Indo-Pacific region and the openness of sea lanes. They also share an interest in better managing trans-national security challenges and improving connectivity, and social resilience. But given the paucity in strategic ties for much of the Cold War until the early 2000s, there is plenty of catching up to do.[29] People-to-people ties have been sluggish and defence engagement activities are comparatively low-key compared to each country’s activities with their other partners.

India–Australia Relations
Until recently, the relationship between India and Australia was relatively lukewarm. Each had their bilateral ties with major powers, which seemed sufficient. However, recent geopolitical developments in the Indo-Pacific have given rise to a growing realisation that Australia must diversify its relationships. Conversely, a fast-growing India increasingly needs the education and energy that Australia can provide.

The two nations are linked through people-to-people exchanges through migration and education. While barriers remain in trade, investment and transfer of technology (and in the form of Australia’s relationship with Pakistan), there are plenty of incentives for the two to intensify their interactions. Their geostrategic and geopolitical projections coincide with one another, given Australia’s focus on the Indian Ocean. There is an overlap in the Indo-Pacific regional visions of the two countries. In recent years, India and Australia have also increased their military-to-military engagement.

Gaps in the Relationships
In the economic realm (See Figure 1), the trade relationship amongst the three bilateral ties has been on the upswing recently. Australia–Indonesia trade volume, in particular, made a significant jump over the past decade, from roughly US$9.8 billion in 2008 to about US$23 billion in 2018. Indonesia–India and Australia–India trade volume have only recently made bounce-backs. Further, India and Indonesia have committed to reaching US$50 billion in trade volume by 2025.[30]

The strength and value of economic ties are, of course, not measured only by trade volume, which is often subject to structural complementarities and other factors. However, trade volume can be a good indicator for how much and how often each country does business with one another, which is, in turn, another small indicator of how connected the economies and societies are with one another. India and Indonesia’s relatively small trade volume is perhaps one of the reasons that there is not yet a direct flight from Jakarta to New Delhi. Since the positive economic trend is only just beginning, policymakers in Canberra, Jakarta and New Delhi must explore ways to strengthen the trajectory. In this context, the following section makes some suggestions.

Figure 1: Trade Volume between Australia–Indonesia, India–Indonesia and Australia–India

G01.jpg
Source: Author calculation from Indonesian Central Statistics Agency and UNCTAD.
In the diplomatic realm, we can also see a similar trend. As Figure 2 below shows, senior officials, the defence and foreign ministers, as well as the heads of state of India, Australia and Indonesia have been meeting bilaterally at least once a year recently. Indonesia–Australia diplomatic engagement is perhaps more developed than the India-Indonesia and India-Australia ties. Ever since the 2006 Lombok Treaty, Jakarta and Canberra have been eager to strengthen their ties. Additionally, the regular 2+2 defence and foreign ministers meeting has been a key feature in recent years.

The India–Indonesia diplomatic engagement over the past decade is perhaps the least developed amongst the three. Senior officials have been meeting since 2013, but there have not been sufficient high-profile defence ministerial engagements. Australia’s engagement with India in this regard has been more wide-ranging than Indonesia’s. Senior officials, defence and foreign ministers, and heads of state from Australia and India have met regularly in recent years.

Figure 2: Bilateral Diplomatic Engagements (India–Indonesia, Indonesia–Australia and Australia–India)

G02.jpg
Source: Author calculation from various sources.
The bottom line is that the diplomatic engagements within the three bilateral relationships have been uneven and under-developed. The progress of the past few years is a relatively new trend. Policymakers in Canberra, New Delhi and Jakarta must invest more in engagement and in diversifying their relationships, to ensure that the positive trend is sustainable and has “spill-over effects” to other areas such as trade or defence.

In the defence and security realm, there is both significant potential and severe challenges. With regard to bilateral exercises, the navy has been a consistent actor in the Australia–Indonesia and India–Indonesia engagements over the past decade (See Figure 3). In the India–Australia exercises, too, the navy has played a prominent role in the past five years. The navy’s domination indicates that the three countries recognise the strategic centrality of the maritime domain and that a closer trilateral military cooperation could usefully build on the strength of naval ties, following the first-ever trilateral maritime security workshop between the three countries in December 2019.[31] On the other hand, Figure 3 also shows the uneven strength of bilateral military ties amongst the three countries. Until recently, there has been a steady stream of bilateral exercises involving each of the three armed services (navy, air force, army), as well as various multilateral exercises across the Indo-Pacific. It should also be noted that in the long-run, a fully-developed trilateral military relationship should include organisation-wide combined armed forces exercises, not just individual service-specific ones.

Figure 3: Bilateral Military Exercises (Australia–Indonesia, India–Indonesia and Australia–India)

G03.jpg
Source: Author calculation from various sources.
It is not appropriate to measure the strength of a military-to-military relationship based on service-specific exercises alone. Other activities such as education, training or information-sharing are equally important indicators of how a defence relationship is between countries. Better indicators of specific military-to-military ties require further research and are beyond the scope of this report.

Figure 4 shows the broader non-exercise bilateral defence engagements between India, Australia, and Indonesia. These engagements, spanning over almost 15 years, have been wide-ranging—from courtesy calls, visits, to various defence-related arrangements and MoUs. For the Indonesia–India and Australia–India relationships, the navy has also played dominant roles in the dozens of defence diplomatic engagements for the past five years. In the Indonesia–Australia relationship, the air force has played a larger defence diplomatic role for over a decade. Diplomatic engagements between the armed forces headquarters (i.e. organisation-wide) also appear more frequent in the Indonesia–Australia relationship than in the other two ties.

Figure 4: Bilateral Defence Engagement (Indonesia–Australia, Australia–India and Indonesia–India)

G04.jpg
Source: Author calculation from various sources.
Taken together, the bilateral economic, diplomatic and security relationships between India, Indonesia and Australia are under-developed and uneven in its scope, scale and strength. Moreover, some of the upward trajectories in the engagement activities are only a few years old. These trends suggest that policymakers must formulate a long-term, well-rounded engagement framework for the individual bilateral ties to create a sustainable trilateral relationship. As Canberra, New Delhi and Jakarta work through some of their bilateral issues, they should also consider preliminary policies and steps to build a stronger trilateral partnership in the future. The following section makes a series of suggestions to improve the chances for strategic triangularity.[32]

Strategic Triangularity: Policy Proposals
This report does not propose a new, formal alliance between India, Australia and Indonesia. Instead, it makes the case for deepening the alignment between the three, centred on the idea of “strategic triangularity.”[33] The concept of alignment is useful because it does not infer content, nor does it prejudge the type or level of cooperation involved. More importantly, an alignment also does not necessarily or inherently contain an exclusively security-centric focus.[34] As such, they can be built around deeper and coordinated cooperation on a wide range of issues, from military to economics, involving various governmental and non-governmental actors. The idea is to encourage these countries to devote more energy and investment—in the diplomatic, political, economic and security realms—to a trilateral cooperative relationship to help manage the changing regional order in the Indo-Pacific. In other words, for India, Australia and Indonesia to deepen their strategic conversation and work closer together on issues of common interest and strategic significance of the Indo-Pacific.

The authors envision the strategic triangularity between India, Indonesia and Australia to be a gradual process based on a convergence of interests (all three are geostrategic anchors of the Indo-Pacific), some shared values (all three are pluralist democracies) and similar power structures (all three are middle-powers seeking to stem the tide of great power politics).[35] The range of policy ideas starts from informal conversations in the short term, and extends to formalised cooperative engagements between key agencies in the long run. The aim is not to promote endless content-light meetings and position statements, but to kick-start a long-term process of cooperation and dialogue that will help to re-programme diplomatic muscle memories so that these three anchor nations can better work together in combatting both apparent and as-yet-unforeseen regional challenges to come.

The policy proposals we outline here can be broadly grouped under: (1) Politics and diplomacy, (2) Defence and security, (3) Economy and sustainable development, and (4) Maritime domain. It is important to note that the “core” of the proposals centre on the maritime domain as the authors consider it to be the most obvious point of strategic convergence. Ideally, policymakers in Canberra, New Delhi and Jakarta must start to lay the foundation for a trilateral cooperation at the maritime domain. The overall ideas will nonetheless cover two levels: government-to-government and people-to-people relations across different time frames (short, medium, long term).

Despite the general sense of resource constraints and the overwhelming number of diplomatic engagements in the Indo-Pacific, the authors’ conversations with policymakers suggest there is still room for further trilateral cooperation between India, Indonesia and Australia as a form of “minilateral hedge” against the regional uncertainties. According to a policy advisor to the Ministry of External Affairs, “India needs to venture out to non-near neighbourhood where China has a presence and therefore it is important for India to be championing the Indo-Pacific concept and working with countries like Indonesia and Australia.”[36]

The authors have formulated the proposals below by considering several key elements. First, it is important that the issues tackled in the relationship should generate “a trilateral sense of ownership,” without overloading governments and militaries that are already stretched on all three sides.[37] To “overreach and try to do everything at once” would undermine the nascent trilateral relationship, warned one Australian diplomat.[38] A senior Indonesian diplomat concurs, “We cannot simply add load or fatigue to the diplomats. Instead we need to relieve the stress between bigger and different meetings.”[39] Successful trilateral relationships require an entrepreneurial approach from policymakers, trying out different formats and initiatives, and seeing what works. Therefore, the authors have deliberately injected flexibility into the menu of policy proposals below, so that policymakers can pick and choose which areas to build from.

Second, the authors are not proposing alternatives to replace existing multilateral organisations or bilateral alliances and commitments. The suggestions could build from and further strengthen existing institutions. The proposals include a range of options, from informal conversations to institutionalised engagements in the future. As one Indonesian policymaker warns, “Initial moves should be kept informal. We need to keep the habit of meetings, such as through regularly meeting on the side-line of existing forums.”[40]

Third, the authors recognise the possibility that a stronger trilateral relationship between the Indo-Pacific “maritime democracies” might be seen as a strategic challenge to China. Our conversations with various policymakers in the three capitals certainly underline such concerns. According to an Indian diplomat, “There is deep scepticism about whether these partnerships will last in the face of the China challenge, whether one of the partners strikes a deal with China on the side-lines separately or succumbs to Chinese pressure. The question is how can trust or confidence in such trilateral partnerships be built?”[41] A senior former Indonesian official agreed that the three governments will have to manage the likely external perception that the trilateral partnership is an “anti-China grouping.”[42] The authors are, therefore, developing “task-oriented” policy proposals, centred on common or shared regional challenges instead of advocating for abstract notions like “liberal international order.” A senior Indonesian diplomat suggests that having “well-defined target(s) will allow the trilateral to flourish without unnecessary geopolitical responses from other countries.”[43]

POLITICS AND DIPLOMACY
Short Term

In the political and diplomatic realms, India, Indonesia and Australia could start by meeting on the side-lines of various multilateral forums. The three countries should build on the existing senior officials meeting by working towards an annual trilateral foreign ministers meeting, which could be held on the side-lines of a bigger forum such as the EAS. This would provide an opportunity to deepen personal relationships at the highest level and engage in a strategic conversation about shared interests and concerns. The governments must also collaborate on a few key issues in IORA, e.g. disaster relief, search-and-rescue, and collective maritime safety and security. The three countries can also push and lead the process for an IORA Indo-Pacific Statement, perhaps based on the ASEAN Outlook on the Indo-Pacific.[44] According to an Indonesian diplomat, “The heart of the AOIP is economics and this a “language” shared by all.”[45] A similar collaboration could also be considered within the EAS.

However, relying only on high-level, top-down approach alone may involve diplomatic risks (e.g. angering China) that policymakers may not be ready to take.[46] According to an Australian diplomat, “smaller building blocks” in the form of junior-level meetings is a more viable approach for this trilateral.[47] If so, there are several bottom-up approaches one can take. Jakarta, New Delhi and Canberra could, for example, start by organising workshops at the embassy level and invite the other two countries to discuss trilateral policy areas. The governments could also initiate visiting programmes between members of parliaments in a trilateral setting. Two parliamentary delegations (e.g. Australia and India) could be hosted by the third country (e.g. Indonesia) on a rotational basis and discuss common issues of good governance in the region. One could also initiate similar programmes for provincial governments from the three countries (building from existing bilateral programs). An Indo-Pacific Youth Forum spearheaded by the three countries could also be a step worth considering, as are Track 2 dialogues involving think tanks to discuss broader regional issues of concern, including the role of women in international security. The process should be lean, such that these initial meetings and conversations can lead the way towards future potential cooperation.

Medium Term
It would be productive to develop some geographically targeted cooperation with the Pacific Island nations. According to a former Indian naval officer, “Australia’s development assistance in the South Pacific can be a lesson or model for India’s outreach in that region as well. There can be joint projects undertaken by the three countries in the South Pacific.”[48] Australia, the primary power and largest aid donor in the region, launched a Pacific “step-up” in 2017. Earlier this year, Indonesia announced its own Pacific “elevation” plan. India has its own Pacific initiative as well—the “Forum for India–Pacific Islands Cooperation.”

All three nations are motivated by different factors.[49] However, the trilateral partnership could work on development assistance and cooperation with the Pacific Islanders; climate change and disaster relief are issues of concern that have come up in discussions.[50] The three nations also bring different capabilities to the table.[51] For example, Australia can help India and Indonesia in their desire to expand their respective footprints through disaster-resilient infrastructure. Another possible area for collaboration is UN peace-keeping operations. Australia is already working with Fiji to transform the Blackrock Camp in Nadi into a regional hub for police and peace-keeping training. India and Indonesia are looking to increase their involvement in UN peacekeeping operations. Australia must think about ways it could involve India and Indonesia in the revamped Blackrock centre, whether through strategic dialogues, training or other exercises.

DEFENCE AND SECURITY
The state of bilateral defence relationships between India, Indonesia and Australia has been uneven over the past decade. Unsurprisingly, the appetite for a stronger trilateral security relationship varies from one capital to another. According to a former Indian naval officer, “India and Indonesia need to have more dialogues on their idea of security.”[52] In Indonesia, for example, a senior diplomat argues that while the country could be aligned with one state on one issue, but not aligned on another, “it will never touch the realm of security.”[53] A senior Indonesian naval official also suggests that for a trilateral security relationship to be viable, “it needs to avoid being perceived as a security grouping and should not involve combat activities.”[54] That being said, there are several possible areas of trilateral cooperation policymakers could explore.

Short Term
The chief of staffs of each service could meet their counterparts every year and discuss service-specific new challenges, building on the first trilateral maritime security workshop. As the previous section shows, the bilateral service-specific exercises are also uneven. The armed forces of the three countries could formulate future exercises to fill the gaps are required. The chief of the defence forces could further form regular or annual meetings. The meetings could take place as part of a working dialogue or forum over a wide range of regional issues, such as peacekeeping, counterterrorism, maritime security, humanitarian assistance and disaster relief. The defence ministers could also meet on the side-lines of ADMM Plus. After a few rounds, those meetings could be elevated into a strategic dialogue held rotationally every year.

Medium Term
Once the armed services and defence ministers have their regular meetings, the engagement could be expanded to include defence educational and research institutions. At this point, the meetings should also involve the broader civilian defence communities from the three countries. There could be coordinated patrols done by the three navies in the Sunda and Lombok straits, since these straits are strategically very important for all three countries, for their interests in the Indian Ocean. These straits are being increasingly used for people smuggling. Additionally, there is a growing presence of Chinese vessels and submarines in these straits. The countries can consider increasing the scope and intensity of bilateral exercises, such as the AUSINDEX (between India and Australia) and Samudra Shakti (between India and Indonesia). They can hold trilateral joint exercises, in addition to the existing bilateral exercises, as well as increase naval interaction to raise trust and interoperability.

Long Term
There should be joint or combined exercises involving all three services (army, navy and air force) between the respective armed forces of the three countries. However, such a trilateral combined exercise should be preceded by bilateral combined exercises between India and Indonesia, between Indonesia and Australia, and between Australia and India. Thus far, there have been no major trilateral combined exercises amongst these countries. Education exchanges and training exercises must be expanded to include all levels—from the academy to the senior staff colleges.

ECONOMY AND SUSTAINABLE DEVELOPMENT
Any trilateral cooperation between India, Australia and Indonesia will not be sustainable without closer economic collaboration. As noted above, the level of bilateral economic ties has been uneven for the three countries. However, it is clear that their shared prosperity lies within the Indo-Pacific region and in collaborating to strengthen the regional economic architecture. Yet, with regard to economic cooperation, the three countries cannot ignore the private sector. Cooperation will be easier and more concrete if it starts from promoting business engagements, perhaps starting with the chamber of commerce and then trade. Therefore, by the time a higher-level diplomatic framework is endorsed, business-to-business relationship will already be on the way.[55]

Short Term
Completing the ratification and implementing the Indonesia Australia Comprehensive Economic Partnership Agreement discussed above should be a priority for Canberra and Jakarta. India is drawing up an economic strategy for Australia to mirror a high-level study commissioned by Canberra.[56] New Delhi and Jakarta should complete these steps as the foundation for broader economic engagement and sustainable development. Another short-term priority is perhaps discussing the pathways ahead for India to re-join the Regional Comprehensive Economic Partnership (RCEP) trade agreement. According to an Indonesia diplomat, “RCEP would be a game changer and could open up possibilities for the three to be economically complementary to each other.”[57] In the meantime, the three countries could consider convening on the side-lines of the annual G20 finance ministers’ and central bank governors’ meeting to discuss geo-economic developments. The three countries can also consider developing a Joint Blue Economy Task Force to better engage the Pacific Island countries on broader economic development. The chambers of commerce and business associations in India, Australia and Indonesia can organise workshops on trilateral connectivity (e.g. how to deepen trade between Aceh and the Andaman and Nicobar Islands, or between Darwin and eastern Indonesia).

Medium Term
One area that would be fruitful for structured discussions is infrastructure development. Australia has the technical expertise in financing and assessing infrastructure projects, while India and Indonesia have a significant need for enhanced connectivity. Both India and Indonesia want to increase their overseas cooperation in this area.[58] All three countries are members of PM Modi’s recently launched Coalition for Disaster Resilient Infrastructure (CDRI) and face severe challenges in building and/or retro-fitting infrastructure to withstand disasters.[59] Alongside IORA, the CDRI could be another initiative where the three countries can cooperate on medium-term economic outcomes.

Long Term
The three nations must find a way to better understand and overcome their differences in their approaches to international trade and economic development. India and Indonesia have strong protectionist tendencies. Australia, on the other hand, is a committed supporter of economic openness and greater trade and investment liberalisation. With India dropping out of RCEP, the three countries are unlikely to be aligned on trade policy. However, they can find many more ways to deepen trade and investment, and to collaborate on sustainability issues related to the ocean, from reducing marine plastic debris to curbing illegal, unreported and unregulated fishing.

MARITIME DOMAIN
Over 90 percent of global trade is conducted through the maritime route, with a value that has grown from US$6 trillion to about US$20 trillion in 15 years. Over 60 percent of world’s oil production also moves through sea routes.[60] Strategic stability in the Indo-Pacific thus depends on the ability to reap economic benefits from the oceans and to respond to the challenges in the maritime domain. The challenges are multi-faceted and transnational: sea-borne terrorism, piracy, climate change, natural and man-made disasters, and the proliferation of maritime disputes and flash-points across the Pacific and Indian Oceans. According to a retired senior Indonesian official, “the maritime domain is an obvious selling point” for a stronger trilateral cooperation between India, Australia and Indonesia.[61]

Short Term
There can be an exercise involving the coastguards of the three countries. Considering that BAKAMLA (the Indonesian Coast Guard) is a new establishment, it is possible to provide training at the Indian naval war colleges. However, as an institution directly under the president, BAKAMLA has the flexibility to manage its own international cooperation. One Indonesian official cautions that while a relationship with Australia and India could flourish, interoperability could become an issue.[62] Nonetheless, small-scale and gradual trilateral cooperation amongst coastguards, from visits to table-top exercises, could strengthen the maritime security capacity of the three countries. This is particularly likely if the focus of such joint activities is on law enforcement and humanitarian efforts.

Indonesia could also invite the Indian and Australian coastguards to the ASEAN Coast Guard and Law Enforcement Forum. There can be Track 2 workshops centred on capacity-building, maritime safety and security for Indo-Pacific coastguards led by India, Indonesia and Australia. Similarly, workshops on both maritime domain awareness and UNCLOS familiarity amongst the maritime security practitioners of the three countries is worth pursuing. One Indonesian diplomat highlights the importance of understanding and interpreting different regional views on how “freedom of navigation” applies to foreign military activity in exclusive economic zones.[63] Broader joint research on maritime studies involving think tanks and universities from India, Australia and Indonesia could further strengthen these bottom-up approaches to maritime security architecture-building.

Medium Term
The three countries can cooperate on the sustainable use of ocean resources, joint efforts in managing humanitarian disasters, disaster relief and search-and-rescue, as well as collective maritime safety and security issues (e.g. countering maritime terrorism or managing illegal migration). Further, Australia can coordinate maritime research and information in the strategic seas. Bilateral naval exercises that are already in place can be elevated to trilateral joint maritime exercises between the navies of the three countries. The navies and coast guards can conduct anti-piracy operations.

The three nations can work towards ensuring Maritime Domain Awareness, especially in the Indian Ocean Region (IOR).[64] Trilateral cooperation in the IOR can start at the provincial level of the three countries facing the Indian Ocean. For instance, a Gujarat–Aceh–Darwin or Bengkulu–Gujarat–Darwin cooperation on maritime research could lay the initial groundwork for a broader focus on the IOR.[65] Information-sharing is another medium-term challenge for the IOR that the three countries must address. This can be done through direct communication and by sharing agreements between the respective maritime agencies or the three could find new mechanisms to work with regional information fusion centres. The initial focus for such an information-sharing mechanism can be on trans-national crime, e.g. drug smuggling.[66]

Long term
Both the Indian Navy and the Australian Navy can work together to aid the capacity-building of the Indonesian Navy. There can be structured programmes for the training of in-service military officers. Institutions such as the Naval War Colleges of Goa, Mumbai, Madras, SESKOAL (Indonesia’s Naval Staff and Command School), Indonesian Defence University, the Australian Naval War College, Sea Power Institute, Wollongong University can be made a part of this. Deals can be entered into with the Indian shipyards to supply patrol vessels and coast guard ships to the Indonesia coast guard.

Prospects and Challenges
Early attempts to build trilateral cooperation between Australia, India and Indonesia have made slow progress because of a lack of alignment in terms of diplomatic capacity, interests and enthusiasm about the idea. The Australian government has been the driving force behind this nascent trilateralism, as it seeks to broaden and deepen its regional partnerships in an era of renewed strategic competition and uncertainty. India and Indonesia, on the other hand, have expressed apprehensions, partly because of concerns that this will be seen as a “new Quad” and partly because of a lack of clarity about the immediate benefits of trilateral cooperation.

Domestically, each country faces its own structural baggage. Indonesia’s non-aligned posture makes the country’s leaders wary of any outside power growing too strong or being drawn into unwanted or expansive alignments. Indonesia’s persistent internal security challenges have also made it difficult to get policymakers to focus on geopolitical developments and policies. President Widodo has admitted to being more concerned about issues such as cyberwar and domestic conflicts, than external threats. The country also lacks any actionable grand strategy, even after the re-election of President Widodo in 2019; the Global Maritime Fulcrum is likely to be a one-term idea. Indonesia’s maritime policies have been mostly concerned with the maintenance of territorial and political integrity, and other considerations such as maritime security, in the context of external threats, have taken a backseat.

India initiated the Look East policy in the 1990s. However, the focus has been mainly on countries such as Vietnam and Singapore, and with regard to investments in Cambodia, Myanmar and Laos. While Malaysia, Indonesia, Thailand and the Philippines have been important in India’s foreign-policy calculus, collaboration has been quite limited. Despite the Indian Ocean being a primary theatre of interest for India, the country has mostly focused on its South Asian neighbours. The importance of the Eastern Indian Ocean and the littorals has been realised only recently. There is still a division amongst scholarly and policy circles regarding whether India can afford to pay equal attention to its extended neighbourhood in the Eastern Indian Ocean, even if a substantial part of India’s trade passes through those waters.

Any new diplomatic initiative will suffer from the chicken and egg conundrum. Without meaningful, practical issues and projects to discuss, it is difficult to build new habits of cooperation. At the same time, without the habits of cooperation, it is difficult to work out the issues and projects where joint discussions and efforts would be useful. Government officials in all three countries warned of the dangers of setting up “another meaningless talking shop” but disagreed about whether the trilateral relationship should be top-down, framed around ministerial dialogues or bottom-up, focused on specific areas of practical cooperation. In fact, both top-down and bottom-up approaches are necessary to move from paper to practice. Another challenge will be to show the need and credibility of such a trilateral tie, since there are existing platforms where the three countries work together, e.g. the East Asia Summit and IORA.

The foreign ministries and militaries in all three countries are resource-constrained. Australia’s Pacific Step-Up has drawn resources from Southeast Asia and other key areas of focus, while defence officials claim that the military has a limited capacity for adding to the plethora of regional exercises and initiatives in which it already participates. The governments of India and Indonesia are facing even tighter resource constraints, but they are far larger countries, with much greater growth trajectories. And while Canberra sees Jakarta and New Delhi as vital future partners, Jakarta and New Delhi would not rank Canberra as highly on their list of key relationships. Different capabilities between the three countries could further hamper progress. BAKAMLA’s budget, for example, is so small that exercises must be planned two years ahead of schedule.[67]

Another major problem is the different approach of each nation towards alignments. Despite concerns about the US’ long-term commitment to Asia, Australia is likely to remain a key treaty ally of the US in the foreseeable future. By contrast, Indonesia jealously guards its non-aligned status. Some in Jakarta fear that even loose trilateral cooperation initiatives could undermine its diplomatic freedom of movement by giving the appearance of “choosing sides.” This concern is, in large part, motivated by worries about how Beijing might react. Similarly, in India, some diplomats fear that Australia could use the trilateral to bandwagon against China, undermining its “issue-based alignment” approach.

Despite the seemingly overlapping Indo-Pacific visions, each country appears to have a different emphasis. For Indonesia (and ASEAN), the primary concern is making its presence felt and voice heard. Indonesia views the Indo-Pacific as an opportunity to engage economically with neighbours and key players in the region. For India, the approach is currently political, not operational. For Australia, the Indo-Pacific is a broader Asia-Pacific strategic theatre, where it expects both threats and economic opportunities.

Despite the significant challenges, the strategic rationale for deepening trilateral cooperation between Australia, India and Indonesia is clear. These three multi-ethnic and multi-cultural democracies together form the spine of the Indo-Pacific region, which all three governments see as their defining geography. They have articulated new or refreshed visions for their own engagement with the region: Indonesia through its work in pushing the ASEAN Outlook on the Indo-Pacific, India through PM Modi’s vision for the Indo-Pacific, and Australia through the white papers that lay out its determination to ensure a “secure, open and prosperous Indo–Pacific.” If the Indo-Pacific view of the world is to prove meaningful, these three anchor nations must find new ways to deepen their strategic conversation and practical cooperation across a wide range of areas.

As the US’ commitment to Asia and to multilateralism comes under further question, and China looks to assume hegemony over the region, other powers must come together to uphold the rules that have underpinned regional stability and prosperity over the last few decades. Australia, India and Indonesia are not the most obvious partners, considering their own historical baggage, significant differences in size and development and diverse strategic cultures. However, these differences create a great opportunity for the three countries to learn how to do more together and capitalise on their overlapping interests.

Australia, India and Indonesia have an opportunity to cement their improving bilateral relationships by deepening their trilateral engagement across a wide range of areas. All three countries are members of important regional and global organisations and initiatives, including the G20, the East Asia Summit and IORA. On their own, none of these nations is a big enough voice to move the needle. However, with a better understanding of their overlapping interests, they can get more out of their regional and global engagements, as they did during their consecutive chairing of IORA. So far, such cooperation has tended to focus on summits or issues, fading away afterwards, as it did with IORA. Thus, the challenge is to establish more lasting habits of cooperation. Trilateral cooperation cannot simply be about achieving specific outcomes. It must be a process to retrain the diplomatic muscle memory in all three countries so that, in future, they readily turn to each other to seek help in tackling their shared challenges.

As a retired Indian official puts it, the rapid and unsettling changes in US–China power dynamics have caught many countries “like deer in the headlights.”[68] Nonetheless, Australia, India and Indonesia cannot afford to wait for the situation to change. They need to step up and find new forms of cooperation to ensure a regional order that delivers peace, stability and prosperity. Overcoming their respective resource constraints, historical grievances and residual mistrust will not be easy. However, building a thriving multipolar Indo-Pacific is possible with the help of painstaking and patient minilateral diplomacy.

Appendices
Selected Bilateral Agreements and MoUs

India–Australia
2017MoU on Cooperation in Combatting International Terrorism and Transnational Organized Crime2017MoU for Promotion and Development of Cooperation in Civil Aviation Security2017MoU on Cooperation in the field of Environment, Climate and Wildlife2017MoU on Cooperation in the field of Health and Medicine2014Civil Nuclear Cooperation Agreement2014Framework for Security Cooperation between Australia and India 20142009India–Australia Joint Declaration on Security Cooperation November 20092007Agreement on an Intelligence-Sharing Arrangement (Implementation of the 2006 Memorandum)2006India–Australia Defence Cooperation Memorandum
Indonesia–Australia
2018Joint Declaration on a Comprehensive Strategic Partnership2018Memorandum of Understanding on Cyber Cooperation2018Renewed Memorandum of Understanding on Countering Terrorism and Violent Extremism2017Joint Declaration on Maritime Cooperation2012Defence Cooperation Arrangement2012MoU on Joint Development of Indonesian Strategic Airlift2011Memorandum of Understanding on Civil Aviation2010Joint Statement on Strategic Partnership2006Agreement on the Framework for Security Cooperation ("Lombok Treaty")
India–Indonesia
2018Comprehensive Strategic Partnership Agreement2018 Defence Cooperation Agreement2018MOU between India and Indonesia on Health Cooperation2018MoU on Scientific and Technological Cooperation2016Joint Statement on Maritime Cooperation2013Joint Statement on Five Initiatives for Strengthening the India–Indonesia Strategic Partnership2013MoU on Disaster Management2013MoU in Combatting Illicit Trafficking in Narcotic Drugs2013MoU in Combating Corruption2011Joint Statement Vision for the India–Indonesia New Strategic Partnership over the coming decade2011Air Services Agreement2011Extradition Treaty2011MoU on Exchange of Financial Intelligence (Money Laundering and Financing Terrorism)2011MoU on Cooperation in Oil and Gas2011MoU in Weather and Climate Services2011MoU on Cooperation in Marine and Fisheries

Existing, Planned and Possible Future Trilateral Initiatives

Existing Initiatives
- Senior Officials Meeting at foreign ministry level- Track 1.5 trilateral dialogue hosted by DFAT- Naval workshop on maritime security
Lapsed Initiative
- Trilateral Dialogue on the Indian Ocean
Proposed Possible Future Initiatives
- Annual foreign ministers’ meeting or foreign secretaries’ meeting- Workshop on law around freedom of navigation and military activities in exclusive economic zones- Coast Guard cooperation, including table-top or actual exercises- Trilateral cooperation on Humanitarian Assistance and Disaster Relief (HADR) issues- Trilateral cooperation on counterterrorism or non-traditional security threats at Jakarta Centre For Law Enforcement Cooperation- Trilateral dialogue/conference on women, peace and security- Track 2 dialogue between think tanks- Conference/workshop on managing ocean plastics- Geo-economics dialogue, perhaps around G20 finance ministers meeting- Cooperation on infrastructure, perhaps connected to Coalition for Disaster Resilient Infrastructure- Trilateral parliamentarians’ dialogue on maritime issues- Coordinated coast guard/naval patrols/exercises- Trilateral cooperation/dialogue on UN peacekeeping, perhaps centred around Blackrock Peacekeeping and Humanitarian Assistance and Disaster Relief Camp in Fiji- Joint election monitoring or election capacity building project, perhaps in a fourth country- Cyber-security dialogue
Anchoring the Indo-Pacific | ORF
 
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The rise of India and Japan-America-India defence technology cooperation

By Satoru Nagao
Feb 11 2020
MOF.jpg

Source: US Embassy

The rise of China as a global power has posed numerous challenges for Japan and the United States. In the field of defense technology, China still lags behind the US, but recently China has been catching up. According to figures published by the UNESCO Institute for Statistics in July 2018, the United States leads the world in research and development investment at $476 billion, but China is now in second place at $371 billion. China’s R&D capabilities have advanced very rapidly, especially in the fields of Artificial Intelligence, Internet of Technologies, 3D printing, and other new technologies.

In order to maintain their technological advantage, Japan and the United States should form a partnership with another rising power in the region which has the potential to be an important collaborator: India. To achieve that goal, it is important to be familiar with the history of India’s defense technology sector. I will break that history down into three parts: the past, the present, and the future. Once we have explored the timeline of India’s defense technology sector, we can be clearer about what type of technological partnership Japan and the United States should seek with India.

The Past: A History of Catch-Up

India has tried to catch up to other great powers in the development of defense technologies.

The country has a history of independently developing and manufacturing its own weapons. In the 1960s, India developed its own fighter jet. In 1974, it had its first successful nuclear bomb test. In 1983 its first indigenous frigates were commissioned, in the 1990s it developed ballistic missiles, and in 2004 it deployed its first internally developed tanks.

Because India has been involved in, by my count, over thirty wars and conflicts since 1947, the country has had opportunities to test new military technologies in battle. However, India has lacked the means to develop and deploy new technologies in response to needs that arise in the course of military conflict. In that respect, India differs from some other countries. For example, in the Falklands War, the British needed an Airborne Early Warning (AEW) aircraft. The UK was able to develop one in eleven weeks using helicopters. Although that was not quickly enough to deploy them in the Falklands War, this illustrates that the UK has the technological sophistication to adapt pre-existing technologies to unexpected needs as they arise in combat. Unfortunately, the Indian Armed Forces lack such an ability. As a result, India has struggled with integrating new technologies into its wartime strategy and tactics, and has often been behind the curve.

The Present: Recognizing the Importance of New Technologies

Because India’s military has not benefited from advanced technology in battle, the Indian government has not thought defense technologies to be a vital part of security. Prior to 2017, most available annual reports published by India’s Ministry of Defence, as well as other strategic documents, did not highlight technology as a priority.

However, official documents published since 2017 suggest a turn in India’s approach. For example, the “Joint Doctrine Indian Armed Forces,” published in 2017, clearly states that “defence technology is a strategic resource.” The phrasing here is important, as such words have not been written in similar documents in the past. The 2018 “Land Warfare Doctrine” made the message even clearer. Four pages of this 13-page document are written about defense technology. Discussion outside of the Ministry of Defence has also grown, especially after India opened its first AI-focused research institute in Mumbai in 2018. And though not written specifically about defense technologies, the Indian government published its “National Strategy for Artificial Intelligence” in 2018.

Indian think tanks have also started to discuss defense technologies. Tuneer Mukherjee, a researcher at the Observer Research Foundation (ORF) in New Delhi, wrote, “The most important element of autonomous systems will be their ability to distinguish between multiple vessels simultaneously and maintain an acoustic signature database of commercial vessels.” In addition, Sanjiv Tomar, from the Ministry of Defence’s think tank, the Institute for Defence Studies and Analyses, observed, “3D printing is likely to alter the ways in which supply chains and logistics are maintained in defence forces... Imagine a technician in a war zone sending an e-mail along with a digital scan of an unserviceable part of an armoured fighting vehicle which then gets printed at the nearest available 3D printer and delivered to him in no time. This can possibly minimize the need of carrying and maintaining large inventories in battle zones.”

The Future: India as a Leading Power ?

During the April 2018 DefExpo in Chennai, Indian Prime Minister Narendra Modi said, “New and emerging technologies like AI and robotics will perhaps be the most important determinants of defensive and offensive capabilities for any defence force in the future. India, with its leadership in the information-technology domain, would strive to use this technology tilt to its advantage.” Though it is still a newcomer, India has the will to become an influential leader in defense technology development.

How Should Japan and the US Cooperate with India ?

India has begun to recognize the importance of defense technology development and has been catching up with other countries in the sector. In light of India’s aspirations as well as its accomplishments, it is not only in the interests of the US and Japan, but also of India, to cooperate on joint technological development projects. If Japan and the US pursue such cooperation, they should set their expectations in light of India’s past performance. For example, they may need to plan for an extended time frame, since, in the past, India has spent a relatively long time developing weapons (10-40 years). In addition, Japan and the US should focus joint cooperation on areas that play to India’s greatest strengths. India has already achieved much in the realms of space technologies (rocket and missile) and cyber technologies. And now they are focusing on AI, which can contribute to advances in other areas, including robotics. All of these technologies are not dependent on mass production factories but on highly-skilled researchers—an area where India has an advantage. Japan and the US should also support India’s effort to create a network of high-level Indian researchers in all three countries, as such programs are a valuable resource for promoting cooperation.

India has already started to cooperate with Japan on technological research. In October 2018, Indian Prime Minister Narendra Modi and Japanese Prime Minister Shinzo Abe signed the “India-Japan Cooperation on Digital Partnership.” This cooperative agreement states: “the two nations will cooperate in areas of next generation technologies such as Artificial Intelligence (AI), and Internet of Things (IoT), etc.” Furthermore, in August 2018, both countries’ Ministries of Defense signed cooperative research agreements in the areas of robotics and unmanned ground vehicles (UGVs). It is expected that the joint development of UGVs will include AI-related research. Because India may in the future use UGVs to patrol the Indo-China border, it is understandable that China’s cooperation on this project would run counter to India’s interests. Now is the time to promote technological cooperation between Japan, America, and India, or “JAI” cooperation, which is “victory” in Hindi.

Satoru Nagao is Visiting Fellow at Hudson Institute. His research area is US-Japan-India security cooperation. Dr. Nagao was awarded his PhD by Gakushuin University in 2011 for his thesis titled “India’s Military Strategy”, the first such research thesis on this topic in Japan. Gakushuin University is a premier institute from which members of the Japanese Imperial Family have also graduated.


The rise of India and Japan-America-India defence technology cooperation | ORF
 
Contest for the Indo-Pacific - Why China Won’t Map the Future
Good evening ladies and gentlemen, distinguished guests, diplomats, excellencies, leaders of our public sector, the Chief of Navy I see in the front row here, and so many friends and colleagues who have joined us here tonight, but most particularly the author, Professor Medcalf, thank you for your welcome and your kind introduction, Helen. Please pass on our best wishes from a long distance to Brian.

May I also acknowledge the traditional owners of the land on which we meet here this evening, the Ngunnawal people, and pay my respects to their elders, past, present and emerging.

I also welcome my colleague in the Senate, the Shadow Minister for Foreign Affairs Penny Wong. We are both I presume in the midst of estimates travails of one sort or another and you will hopefully excuse at the very least my early departure during this evening’s proceedings.

It is, as Helen has reminded us, always good to be here at the ANU, and particularly here at the National Security College. ANU itself is an institution that has led and defined our national discourse for decades.

It want to start by congratulating our author, by congratulating Professor Medcalf on Contest for the Indo-Pacific and its US version, which as Rory reminds me has to have the word “America” in to be sold in the United States productively.

The opportunities and the challenges that are explored in this work are not actually academic. As Australia’s Foreign Minister, I and the Government deal with them in one way or another every day.

I want to focus tonight on how we perceive and how we respond to the notion of a “contest”. There is a somewhat persistent chorus about how we live in a time of “great power competition”, but really that begs the question of whether that’s all that’s going on in the 21st century.

And I think it’s far from the reality.

The numerous risks and challenges facing our region, which are supercharged by unprecedented connectivity and technology, have motivated us to think hard about how we define, and actively project, our national voice in what is admittedly a much more complex world.

We cannot, and we will not, be a passive player as the world changes in our region and more broadly.

As power, wealth and influence has moved rapidly back to our region in recent decades, Australia is well-placed to contribute to shaping what Rory observes as the “centre of gravity in a connected world”.
That is what our region expects of us. Across the region, our perspectives are highly regarded as a valuable contribution that has real and tangible influence.
That includes:
  • our steadfast support for free and liberal trading rules, which have underpinned Australia’s 29 years of consecutive annual economic growth
  • our clear, unequivocal advocacy of resilient, sovereign states that determine their own futures in their national interests and cooperate on the basis of shared interests
  • our defence of individual human rights and freedoms in the face of illiberal and authoritarian oppression
  • our practical and positive vision for an Indo-Pacific in which states and individuals make their own decisions free from coercion and intimidation.
And as the contest for the future of our region intensifies, we are clear in articulating and promoting the fact that Australia’s perspectives, Australia’s values, Australia’s principles have universal application.

The Government is focused on playing our role in shaping the evolution of the Indo-Pacific in ways that advance the interests of Australia and other countries in the region.

The environment that will best support us through the 2030s and beyond is one that is open, inclusive and prosperous — and this is the one that we will continue to promote.

It is in this vein that I commend Rory’s contribution. It has pirates, elephants, dragons, empires, presidents and a phantom menace. It is fast-paced, a letter to the Indo-Pacific that is fundamentally optimistic about the role that Australia can play.

As Professor Medcalf rightly reflects, Australia was the first government to formally start using the concept of the Indo-Pacific as our strategic framework for the critical region in which we live. In fact, we have been using the term Indo-Pacific for almost as long as Rory.

Australia is a nation deeply ingrained in both the Pacific and Indian Oceans. The term Indo-Pacific, as the book records, serves as a signal that we do not, and should not, see our region in terms of false binaries. Our region is made up of much more than the strategic competition between the United States and China.

Indeed, we share one of the core premises of Professor Medcalf’s book: that the regional players, not just the global superpowers, can have a profound impact in shaping the region’s future.

Australia is doing this through our expanded and deepened engagement both through our Pacific Step-up and with the region more broadly.

Our approach to the Indo-Pacific has ASEAN centrality at its heart. As ASEAN nations said last year in their Outlook on the Indo-Pacific, they want a region marked by peace, stability, security and prosperity. So do we.

As the Prime Minister has said, this means backing the rights of all nations, large and small, to make their own decisions — to be who they are.

We are engaged at all levels with our Southeast Asian friends and neighbours. In February, I became the first Australian foreign minister to make a bilateral visit to Brunei. I travelled again to Indonesia in early December with Minister Reynolds for our annual 2+2 meeting. And of course, we recently hosted and welcomed President Widodo here in Australia. Before that, my counterpart from Malaysia, Saifuddin Abdullah.

In fact, on a cursory examination of the last few years, I know that I’ve visited nine out of 10 — one to go — of the ASEANs, either as Defence Minister or Foreign Minister for very productive exchanges and engagements.
Our relationships in the region have grown and changed. They are richer and more varied than in the past, and they reflect Southeast Asia’s growing economic heft — shown in particular by things like the Indonesia-Australia Comprehensive Economic Partnership Agreement and the Regional Comprehensive Economic Partnership, which again has ASEAN at its core.
The Indo-Pacific region has its share of challenges, as I said: long-term shifts in power relativities, unpredictable development trajectories, economic instability from time to time and the need for infrastructure, the recognition of the impact of natural disasters and climate change amongst them.

New and complex challenges will emerge over the coming years, and a reading of the final chapter of Professor Medcalf’s book adverts to many of those, but the key principles that guide our engagement with the region must remain consistent.
  • a commitment to open markets with trade relationships based on rules, not coercion
  • an approach which protects sovereignty and builds resilience
  • respect for international law and the peaceful resolution of disputes, without the threat or use of coercive power
  • a commitment to supporting ASEAN centrality, and strong and resilient regional architecture.
We are putting these principles into practice every day. Our focus is on:
  • encouraging the strongest possible US engagement in the region’s economic and security affairs, based on our enduring Alliance
  • working more closely than ever before with other partners like Japan, Indonesia, India, South Korea and Vietnam
  • a constructive relationship with China, whereby we pursue the key aspects of our broader relationship and trade, all the while managing those issues on which we have differences
  • both stepping up in the Pacific across the board and maintaining our focus on continuing to be a partner of choice in Southeast Asia
  • building resilience and leading collaboration on issues such as cyber security, infrastructure development and maritime security
  • and speaking up to preserve the established rules and norms to guide constructive cooperation.
This is an agenda that has a great deal of momentum behind it. Across the entire government, we are putting our shoulders to the same wheel.

So as challenging as our strategic paradigm is, Rory’s book is not essentially pessimistic — and nor are we.

It has been a challenging start to the decade. I don’t know about you, but Christmas seems a very, very long time ago. We’ve had significant bushfires. We’ve seen the tensions between Iran and the United States. We have the outbreak of a coronavirus, the impacts of which are still playing out.

Ladies and gentlemen, as Australian policymakers grapple with these challenges, Professor Medcalf has in his work before us today, made what I regard as a deeply insightful and timely contribution that I commend to you all.

Thank you all for your support and interest this evening. I wish Professor Medcalf the very best with his work, here in Australia and internationally and I look forward to hearing much more from those who have the opportunity to read it.

Thank you.
Launch of Rory Medcalf book: Contest for the Indo-Pacific - Why China Won’t Map the Future | Australian Minister for Foreign Affairs, Minister for Women
 
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You know China is feeling the burn when Global Times is fuming :

INDIA’S ATTEMPT TO PROVOKE CHINA OVER DA CUI YUN INCIDENT MUST BE COUNTERED: CHINESE MEDIA

MONDAY, MARCH 09, 2020 BY INDIAN DEFENCE NEWS
Shaheen_Missile.jpg

A Chinese supplied nuclear capable Pakistani ballistic missile

by Liu Zongyi

Chinese vessel Da Cui Yun has made Indian headlines once again. According to the Hindustan Times, Hong Kong-registered cargo ship Da Cui Yun with China COSCO Shipping Corporation Limited, bound for Port Qasim in Karachi, Pakistan, had been detained by Indian security and customs authorities at Deendayal Port, Kandla, Gujarat on February 5.

India claimed it had received intelligence that the vessel was transporting cargo that could be used to make nuclear missiles. After the ship docked, Indian port authorities conducted a search and found a so-called industrial dryer, which Indian authorities said can be used to manufacture long-range missiles. However, other equipment related to manufacturing missiles was not discovered.

On February 20, the Chinese vessel was released after being forced to hand over the "industrial dryer." But the matter did not end here.

When the Chinese company was considering how to claim compensation from India through legal channels, the Hindustan Times reported on Thursday that "scientists from India's Defence Research and Development Organisation who examined the heavy industrial equipment confirmed that the equipment could be used for the manufacture of very long-range ballistic missiles or satellite launch rockets." Indian officials also said India's national security authorities could notify the UN pursuant to relevant Security Council legal instruments to expose the nuclear proliferation nexus between China and Pakistan. At this point, India's efforts to deliberately turn the incident into another diplomatic dispute and to blackmail China were fully exposed.

The focus now is whether the "industrial dryer" could be used for both civilian and military purposes. According to the manufacturer of the equipment, a private company based in Shandong, the equipment is not an "industrial dryer," but rather a heat-treating furnace system which is mainly used in the production of rubber products such as tires for large construction machinery, anti-collision airbags used at shipping ports, rubber liquid storage tanks, and rubber pipes. It's not a dual-use item covered by China's Non-Proliferation export control regime.

The private company in Shandong has no ties to the Chinese military. The company's Pakistani clients also have nothing to do with the military. Anyone with common sense knows that if China wanted to aid Pakistan's weapons and equipment manufacturing, it would not ship equipment through Indian ports. This move by India is a direct insult to China. It seems India could even determine that a steel plate exported by China to Pakistan is a piece of equipment used in the manufacturing of Pakistani missiles.

China is a signatory on the Treaty on the Non-Proliferation of Nuclear Weapons (NPT). Over the years, the country has upheld the treaty. As a major responsible power, China has fulfilled its international non-proliferation obligations and global commitments. In contrast, while India continually refuses to sign the NPT, it has made every effort to fabricate facts to accuse China of violating the treaty. It seems that India is following an agenda that involves using the Da Cui Yun incident as leverage to get the US, France, and other Western countries to pressure China so that India can be allowed to join the Nuclear Suppliers Group (NSG).

NSG membership has been an India dream for years, but India wants to join the group without signing the NPT. The NSG was originally an international organization established by the US aimed at restricting India. In 2005, the US signed the US-India Civil Nuclear Agreement in order to woo India to join the US' containment on China, which marked departure from the basic principles of the NPT. The US double standard on the Indian nuclear issue has impacted regional stability and the nuclear non-proliferation regime in South Asia, placing enormous pressure on those countries which insist on upholding the NPT.

China has worked to establish a new relationship with India, one that is between two major developing countries, and one that features principles based on "no conflict, no confrontation, mutual respect and win-win cooperation." China hopes to realize the goal of "dragon and elephant dancing together." However, should India's diplomatic and strategic circles continue to repeatedly test China's bottom line, it would surely harm the future development of the informal summit mechanism between China and India.

The Da Cui Yun incident has revealed the arrogance of the Indian government and its governing Hindu nationalists. To consolidate its supremacy in South Asia and the Indian Ocean, India not only has resorted to every means to discredit, isolate and crack down on Pakistan, but also has been trying to act as a "police officer" in the Indian Ocean.

Last year, the Indian Navy blatantly expelled a Chinese scientific research vessel on the high seas near the Andaman Islands, and this year India created an excuse to seize the Da Cui Yun vessel. China must firmly counter India's provocative actions, and Chinese companies must seek compensation through legal channels.

India’s attempt to provoke China over Da Cui Yun incident must be countered - Global Times
 
US urges Australia to expand Pacific push to South-East Asia to counter China's expansion
The Trump Administration has called on the Morrison Government to extend its "step-up" strategy in the Pacific to South-East Asia, as Washington grapples with China's rising regional influence.

Key points:
  • The US Ambassador urged Australia to look to South-East Asia and northwards
  • He said Australia 'sits on the frontline of the great strategic competition of our time'
  • Foreign Minister Marise Payne said Australia had expanded its engagement across the Indo-Pacific

The Pacific Step-up strategy, which aims for closer engagement between Australia and its neighbouring countries, is considered one of the Federal Government's highest foreign policy and defence priorities.

Speaking at The Australian Financial Review Business Summit, US Ambassador Arthur Culvahouse Jr said his government would like to see it go further.

"We'll be pushing Australia to expand its step-up from the Pacific Islands region to South-East Asia and to look north as well," he said.

Ambassador Culvahouse indicated that the next round of Australia-United States Ministerial Consultations (AUSMIN) would look to "further enhance" the Pacific Step-up in the Pacific Islands region.

The US Ambassador told the gathering of business leaders on Tuesday night that Australia "sits on the frontline of the great strategic competition of our time".

"If the security and prosperity enjoyed by our countries and the region is to continue, this is a competition that we must win," he said.

"Even as we face a new landscape of strategic competition, the private sector can and must play an ever more critical role in ensuring the continued stability and prosperity of our two countries."
11713938-3x2-xlarge.jpg


Marise Payne said Australia had already begun expanding its influence across the Indo-Pacific.(ABC News: Toby Hunt)

Foreign Minister Marise Payne, who is currently in Washington for talks with her US counterpart Mike Pompeo, said Australia had expanded and deepened its engagement not just through the Pacific Step-up, but across the Indo-Pacific more broadly.

"We are engaged at all levels with our South-East Asian friends and neighbours. Our approach to the Indo-Pacific has ASEAN centrality at its heart," she said.
"Those relationships in the region have grown and changed.​
"They are richer and more varied than in the past, and they reflect South-East Asia's growing economic heft — shown by major trade deals such as the Indonesia-Australia Comprehensive Economic Partnership Agreement and the Regional Comprehensive Economic Partnership, which has ASEAN at its core.

"With the US, we work together through our aligned Indo-Pacific strategies and initiatives, such as the Blue Dot Network announced at the East Asia Summit, to maintain a stable, secure and prosperous region in which rules and freedoms are ensured, sovereignty respected and protected, and coercion resisted," Senator Payne added.

Australia's military engagements with South-East Asia include participation in the Five Power Defence Arrangements alongside the United Kingdom, New Zealand, Malaysia and Singapore, as well as training tens of thousands of troops in the Philippines under "Operation Augury".

In a statement, Labor said the Government had "dropped the ball" in the region and the US Ambassador's comments had highlighted its lack of an effective plan for South-East Asia.

"There is growing evidence that the Pacific Step Up has come at the expense of a South-East Asia step-down, at a time when greater competition means maximising our influence in the region has never been more important," Shadow Foreign Minister Penny Wong said.

"Australia needs a comprehensive and well-resourced Indo-Pacific strategy that strengthens regional stability and prosperity."
US urges Australia to expand Pacific push to South-East Asia to counter China's expansion - ABC News
 
Japan-India: An Indigenous Indo-Pacific Axis

The longstanding India-Japan partnership is a crucial pillar for the Free and Open Indo-Pacific vision.

By Tan Ming Hui and Nazia Hussain
March 18, 2020
1584720197031.png

Credit: Indian Ministry of External Affairs

During his first state visit to India in February, U.S. President Donald Trump called for revitalizing the Quad initiative, also known as the Quadrilateral Security Dialogue, which includes the United States, India, Japan, and Australia. While trilateral and bilateral relations between Quad members have regained momentum since 2017, it remains uncertain if the scope of the Quad will grow beyond consultative mechanisms over shared interests. For example, India has yet to include Australia in the annual Malabar trilateral naval exercises. Furthermore, Trump has shown tendencies to flip-flop in his positions on foreign policies and U.S. allies.

That leaves the longstanding India-Japan partnership as a crucial pillar for the free and open Indo-Pacific (FOIP) vision. Yet last year’s India-Japan annual summit was forced to be postponed amid domestic unrest in India. It is time to take stock of where the India-Japan Special Strategic and Global Partnership stands in terms of concrete actions and future potential for cooperation.

India-Japan Strategic Alignment

Tokyo and New Delhi held their inaugural “two-plus-two” Foreign and Defense Ministerial Meeting on November 30, 2019. While two-plus-two dialogues at the secretary level have been ongoing since 2010, this meeting marked a significant upgrade, as delegations were led by the foreign and defense ministers for the first time. The two-plus-two mechanism seems to be favored by Japan — the country has held talks with the United States, Australia, Russia, France, U.K., and Indonesia in this format. Significantly, however, Japan is only the second country (after the United States) with which India has such a high level two-plus-two format.

Acknowledging mutual strategic interests and emerging security challenges, the joint statement released after the meeting highlighted that the dialogue “will further enhance the strategic depth of bilateral security and defense cooperation.” The dialogue provided a platform for Tokyo and New Delhi to try and finalize the military logistics agreement called the Acquisition and Cross-Servicing Agreement (ACSA) in time to be signed at the 2019 annual summit (which, as noted above, had to be postponed). The agreement would enhance the already close military engagement between the two countries whereby Japan could gain access to Indian facilities in the Andaman and Nicobar Islands, and India could have access to Japan’s naval facility in Djibouti.

The two-plus-two provides a platform to explore New Delhi and Tokyo’s converging Indo-Pacific vision. While the United States’ FOIP strategy emphasizes the containment of a rising China, India and Japan share a more inclusive stance of engaging regional neighbors. Engagement efforts such as Asia-Africa Growth Corridor, joint infrastructure projects in Indian Ocean littorals, and subregional cooperation frameworks promote not only viable development assistance but also an alternative to China’s Belt and Road Initiative (BRI), which is fast making inroads in the region.

Synergies With ASEAN

Leaders at the two-plus-two dialogue reaffirmed their support for ASEAN Centrality and the ASEAN Outlook on the Indo-Pacific (AOIP) adopted at the 34th ASEAN Summit in Bangkok last year, noting that India’s “Indo-Pacific Oceans Initiative,” Japan’s “Vientiane Vision 2.0,” and ASEAN’s AOIP have overlapping interests in striving for an Indo-Pacific region that is inclusive and open to all countries in the region.

Japan and India’s support for the AOIP puts ASEAN in a favorable position given that the AOIP endorses subregional cooperation. Thus, Tokyo and New Delhi’s engagement in joint infrastructure development projects in the Indian Ocean littorals provides an opportunity for ASEAN to realize the AOIP’s stated areas of collaboration in the Indo-Pacific: maritime cooperation, connectivity, sustainable development, and the economy. In addition, India and Japan’s collaborative ambitions pave the way for an incremental but promising alternative to China’s BRI. Toward this end, Japan and India are working on a key project to help Sri Lanka jointly build the East Container Terminal at the Port of Colombo.

India and Japan have also started to explore other joint infrastructure projects in the Indo-Pacific subregions of the Bay of Bengal and Mekong. Changing geopolitical realities have brought about a renewed attention to the Bay of Bengal and BIMSTEC, which caters to the wider concept of “Indo-Pacific” and an Indian Ocean community that New Delhi espouses. BIMSTEC also includes two ASEAN member states (Myanmar and Thailand) in its ranks, which is crucial for New Delhi’s key foreign policy priorities, the Act East Policy and Neighborhood First.

India has been working within the frameworks of ASEAN-India Dialogue Relations, Mekong-Ganga Cooperation, BIMSTEC, and most recently the Thailand-led Ayeyawady-Chao Phraya-Mekong Economic Cooperation Strategy (ACMECS) as a Development Partner. This subregional grouping represents half the membership of the 10-member ASEAN, comprising of Myanmar, Laos, Cambodia, Thailand, and Vietnam. Meanwhile, Japan’s “Vientiane Vision 2.0” is an updated initiative for defense cooperation between Japan and ASEAN to ensure the rule of law, strengthening maritime security, and contending with nontraditional threats.

Japan and India also stand to benefit from closer economic and developmental partnerships, including energy, water supply, health, irrigation, environment, technology, and people-to-people exchanges. They have partnered on projects in the strategically sensitive regions of Andaman and Nicobar Islands and India’s northeast, where New Delhi traditionally is stringent about allowing foreign investment. Japan’s NEC Corporation has been contracted to install an undersea cable from Chennai to the Andaman and Nicobar islands while Tokyo is also involved in road connectivity projects linking India’s northeastern states to neighboring ASEAN countries.

In 2018, Japan and India also inked a digital partnership, which includes the establishment of a startup hub in Bengaluru, mutual investments support, collaboration on digital infrastructure and system designs, partnership in IT human resources, research and development, as well as next-generation networks. Combining the strengths of Japan’s hardware capabilities and India’s software expertise presents tremendous growth opportunities and could also mitigate urgent domestic challenges in an era that promises increasing digitalization and potential technological disruptions.

Japan currently faces a serious demographic challenge, with a rapidly aging and shrinking population. In addition to a labor crunch in blue-collared industries, high-tech companies in Japan also face a critical shortage of IT workers and engineers, which could be filled by opening the doors to highly skilled IT talents from India. Meanwhile, India has an expansive population, and it is a significant challenge to provide adequate jobs for its growing labor force. Furthermore, to keep up with the fast-changing pace of the digital economy, a diverse and globalized workforce is key to encourage constant flows of ideas and innovation.

At the same time, more efforts are needed to promote the integration of Indian workers into Japanese society, where language barrier remains a key challenge. Nevertheless, cities in Japan are becoming more visibly diverse and more receptive of foreign labor, suggesting evolving social norms. In fact, Yogendra Puranik made history in April 2019 by becoming the first naturalized Japanese of Indian origin to win an election in Japan. Increasingly, more companies in Japan are embracing internationalization and adopting English as their business language. This is a positive trend that could help Indian jobseekers to adapt and integrate into Japanese society.

An Evolving Partnership

Overall, the two-plus-two talks can be more than just an extension of bilateral cooperation; it has the potential to be the platform that helps solidify Tokyo and New Delhi’s shared vision for the Indo-Pacific region and their commitment to multilateralism. This is especially crucial at a time when India walked away from the Regional Comprehensive Economic Partnership (RCEP), which is poised to be a landmark of the multilateral trading system and prevailing rules-based regime.

The international system is undergoing transition with a weakening U.S.-led liberal order challenged by contesting regional visions. A stronger, comprehensive partnership between Japan and India creates an indigenous and inclusive axis, as well as a credible and stable center of gravity in intra-Asian relations.

Tan Ming Hui is Associate Research Fellow in the Office of the Executive Deputy Chairman and Nazia Hussain is Senior Analyst with the Centre for Multilateralism Studies (CMS) at the S. Rajaratnam School of International Studies (RSIS), Nanyang Technological University, Singapore.

Japan-India: An Indigenous Indo-Pacific Axis
Japan-India: An Indigenous Indo-Pacific Axis

The longstanding India-Japan partnership is a crucial pillar for the Free and Open Indo-Pacific vision.

By Tan Ming Hui and Nazia Hussain
March 18, 2020
1584720197031.png

Credit: Indian Ministry of External Affairs

During his first state visit to India in February, U.S. President Donald Trump called for revitalizing the Quad initiative, also known as the Quadrilateral Security Dialogue, which includes the United States, India, Japan, and Australia. While trilateral and bilateral relations between Quad members have regained momentum since 2017, it remains uncertain if the scope of the Quad will grow beyond consultative mechanisms over shared interests. For example, India has yet to include Australia in the annual Malabar trilateral naval exercises. Furthermore, Trump has shown tendencies to flip-flop in his positions on foreign policies and U.S. allies.

That leaves the longstanding India-Japan partnership as a crucial pillar for the free and open Indo-Pacific (FOIP) vision. Yet last year’s India-Japan annual summit was forced to be postponed amid domestic unrest in India. It is time to take stock of where the India-Japan Special Strategic and Global Partnership stands in terms of concrete actions and future potential for cooperation.

India-Japan Strategic Alignment

Tokyo and New Delhi held their inaugural “two-plus-two” Foreign and Defense Ministerial Meeting on November 30, 2019. While two-plus-two dialogues at the secretary level have been ongoing since 2010, this meeting marked a significant upgrade, as delegations were led by the foreign and defense ministers for the first time. The two-plus-two mechanism seems to be favored by Japan — the country has held talks with the United States, Australia, Russia, France, U.K., and Indonesia in this format. Significantly, however, Japan is only the second country (after the United States) with which India has such a high level two-plus-two format.

Acknowledging mutual strategic interests and emerging security challenges, the joint statement released after the meeting highlighted that the dialogue “will further enhance the strategic depth of bilateral security and defense cooperation.” The dialogue provided a platform for Tokyo and New Delhi to try and finalize the military logistics agreement called the Acquisition and Cross-Servicing Agreement (ACSA) in time to be signed at the 2019 annual summit (which, as noted above, had to be postponed). The agreement would enhance the already close military engagement between the two countries whereby Japan could gain access to Indian facilities in the Andaman and Nicobar Islands, and India could have access to Japan’s naval facility in Djibouti.

The two-plus-two provides a platform to explore New Delhi and Tokyo’s converging Indo-Pacific vision. While the United States’ FOIP strategy emphasizes the containment of a rising China, India and Japan share a more inclusive stance of engaging regional neighbors. Engagement efforts such as Asia-Africa Growth Corridor, joint infrastructure projects in Indian Ocean littorals, and subregional cooperation frameworks promote not only viable development assistance but also an alternative to China’s Belt and Road Initiative (BRI), which is fast making inroads in the region.

Synergies With ASEAN

Leaders at the two-plus-two dialogue reaffirmed their support for ASEAN Centrality and the ASEAN Outlook on the Indo-Pacific (AOIP) adopted at the 34th ASEAN Summit in Bangkok last year, noting that India’s “Indo-Pacific Oceans Initiative,” Japan’s “Vientiane Vision 2.0,” and ASEAN’s AOIP have overlapping interests in striving for an Indo-Pacific region that is inclusive and open to all countries in the region.

Japan and India’s support for the AOIP puts ASEAN in a favorable position given that the AOIP endorses subregional cooperation. Thus, Tokyo and New Delhi’s engagement in joint infrastructure development projects in the Indian Ocean littorals provides an opportunity for ASEAN to realize the AOIP’s stated areas of collaboration in the Indo-Pacific: maritime cooperation, connectivity, sustainable development, and the economy. In addition, India and Japan’s collaborative ambitions pave the way for an incremental but promising alternative to China’s BRI. Toward this end, Japan and India are working on a key project to help Sri Lanka jointly build the East Container Terminal at the Port of Colombo.

India and Japan have also started to explore other joint infrastructure projects in the Indo-Pacific subregions of the Bay of Bengal and Mekong. Changing geopolitical realities have brought about a renewed attention to the Bay of Bengal and BIMSTEC, which caters to the wider concept of “Indo-Pacific” and an Indian Ocean community that New Delhi espouses. BIMSTEC also includes two ASEAN member states (Myanmar and Thailand) in its ranks, which is crucial for New Delhi’s key foreign policy priorities, the Act East Policy and Neighborhood First.

India has been working within the frameworks of ASEAN-India Dialogue Relations, Mekong-Ganga Cooperation, BIMSTEC, and most recently the Thailand-led Ayeyawady-Chao Phraya-Mekong Economic Cooperation Strategy (ACMECS) as a Development Partner. This subregional grouping represents half the membership of the 10-member ASEAN, comprising of Myanmar, Laos, Cambodia, Thailand, and Vietnam. Meanwhile, Japan’s “Vientiane Vision 2.0” is an updated initiative for defense cooperation between Japan and ASEAN to ensure the rule of law, strengthening maritime security, and contending with nontraditional threats.

Japan and India also stand to benefit from closer economic and developmental partnerships, including energy, water supply, health, irrigation, environment, technology, and people-to-people exchanges. They have partnered on projects in the strategically sensitive regions of Andaman and Nicobar Islands and India’s northeast, where New Delhi traditionally is stringent about allowing foreign investment. Japan’s NEC Corporation has been contracted to install an undersea cable from Chennai to the Andaman and Nicobar islands while Tokyo is also involved in road connectivity projects linking India’s northeastern states to neighboring ASEAN countries.

In 2018, Japan and India also inked a digital partnership, which includes the establishment of a startup hub in Bengaluru, mutual investments support, collaboration on digital infrastructure and system designs, partnership in IT human resources, research and development, as well as next-generation networks. Combining the strengths of Japan’s hardware capabilities and India’s software expertise presents tremendous growth opportunities and could also mitigate urgent domestic challenges in an era that promises increasing digitalization and potential technological disruptions.

Japan currently faces a serious demographic challenge, with a rapidly aging and shrinking population. In addition to a labor crunch in blue-collared industries, high-tech companies in Japan also face a critical shortage of IT workers and engineers, which could be filled by opening the doors to highly skilled IT talents from India. Meanwhile, India has an expansive population, and it is a significant challenge to provide adequate jobs for its growing labor force. Furthermore, to keep up with the fast-changing pace of the digital economy, a diverse and globalized workforce is key to encourage constant flows of ideas and innovation.

At the same time, more efforts are needed to promote the integration of Indian workers into Japanese society, where language barrier remains a key challenge. Nevertheless, cities in Japan are becoming more visibly diverse and more receptive of foreign labor, suggesting evolving social norms. In fact, Yogendra Puranik made history in April 2019 by becoming the first naturalized Japanese of Indian origin to win an election in Japan. Increasingly, more companies in Japan are embracing internationalization and adopting English as their business language. This is a positive trend that could help Indian jobseekers to adapt and integrate into Japanese society.

An Evolving Partnership

Overall, the two-plus-two talks can be more than just an extension of bilateral cooperation; it has the potential to be the platform that helps solidify Tokyo and New Delhi’s shared vision for the Indo-Pacific region and their commitment to multilateralism. This is especially crucial at a time when India walked away from the Regional Comprehensive Economic Partnership (RCEP), which is poised to be a landmark of the multilateral trading system and prevailing rules-based regime.

The international system is undergoing transition with a weakening U.S.-led liberal order challenged by contesting regional visions. A stronger, comprehensive partnership between Japan and India creates an indigenous and inclusive axis, as well as a credible and stable center of gravity in intra-Asian relations.

Tan Ming Hui is Associate Research Fellow in the Office of the Executive Deputy Chairman and Nazia Hussain is Senior Analyst with the Centre for Multilateralism Studies (CMS) at the S. Rajaratnam School of International Studies (RSIS), Nanyang Technological University, Singapore.

Japan-India: An Indigenous Indo-Pacific Axis
 
Defining the Diamond: The Past, Present, and Future of the Quadrilateral Security Dialogue

CSIS Briefs
March 16, 2020


The Issue
  • The Quadrilateral Security Dialogue among the United States, Japan, India, and Australia (The Quad) has returned to prominence after an eight-year hiatus.
  • Senior foreign ministry officials from the Quad nations have met bimonthly, the grouping has also convened at the ministerial level and formed the basis for a tabletop exercise
  • The CSIS Alliances and American Leadership Program performed an informal “temperature taking” survey of policy elites in the Quad nations to gauge possible steps forward.
  • The survey results inform several achievable policy proposals to help continue the momentum of the Quad in the years to come.
Executive Summary

Since its first senior official-level meeting in 2007, the Quadrilateral Security Dialogue (the Quad) among Japan, the United States, India, and Australia has operated both as a meeting format for senior officials to discuss regional security issues and as the basis for a single naval exercise and a single tabletop exercise. The four countries first formed a “core group” during the joint response to the 2004 Boxing Day tsunami. This cooperation provided the basis for the first iteration of the Quad; it met briefly in 2007 before coming apart in 2008. However, eight further years of destabilization in the region led to a growing convergence in foreign policies among the four states, with a focus on securing a free and open Indo-Pacific, taking joint action against terrorism, and promoting a rules-based system. Resultingly, the Quad re-formed in 2017 and began convening on a bimonthly basis. From the outset, the Quad’s ideological and geographic foundations were envisioned by Japanese Prime Minister Shinzo Abe, whose “Confluence of the Two Seas” speech provided the foundations for the grouping. Indeed, this ideological and geographic bounding has naturally led to contrasting presumptions about the intent and future of the Quad: that it is the genesis of an “Asian NATO,” that it is a network to contain the rise of China, or that it is simply a disparate grouping of countries that will never unite behind a common strategic vision.

The CSIS Alliances and American Leadership Project sought to examine these bumper-sticker notions in detail 15 years after the initial Quad discussions in the aftermath of the tsunami and two years after its 2017 reconvening. Through a “temperature-taking” survey, the research team sought to obtain a broad outline of elite opinions in the Quad countries, particularly regarding the mission of the Quad and its future activities. The survey revealed that strategic elites from all four countries were open to a summit meeting of Quad leaders and a role for the Quad in coordinating regional economic and development assistance. Strategic elites of the Quad nations were less enthusiastic about proposals for a standing military task force and Quad secretariat. In tailoring the surveys for each nation, the research team further asked qualitative response questions that uncovered obstacles to further Quad integration, such as Australia’s exclusion from the Malabar exercise series or Indian concerns about explicit anti-China alignment. The survey project culminated in a public event at CSIS that presented the survey data and featured several panel discussions that identified possible areas of convergence among the Quad nations.

The contents of these panel discussions, and the recommendations within this report based upon the panel discussions, are predicated upon over a decade of history underpinning the Quad and its predecessor, the “Democratic Security Diamond,” as first envisioned by Prime Minister Abe. The growing consensus over China’s revisionist behavior in the wake of the disintegration of the first iteration of the Quad in 2008 galvanized motivations in each Quad nation to further integrate bilaterally, trilaterally, and finally quadrilaterally in the early-2010s. The story of the Quad is one of gradual convergence, not rapid institutionalization.

The survey revealed that strategic elites from all four countries were open to a summit meeting of Quad leaders and a role for the Quad in coordinating regional economic and development assistance.

Charting the evolution of the dialogue must necessarily consider this narrative of convergence, both for countries within and outside of the network. For the nations of the Quad, the converging narrative of free and open order in the Indo-Pacific region provided the foundation for bilateral, trilateral, and eventually quadrilateral action to realize that vision. For countries outside of the Quad, China’s insistence that the Quad was little more than a containment network directed at China has driven a narrative that was fatal to the first instantiation of the Quad. The public coverage of these dueling narratives has often meant that much of the serious legwork toward creating an effective strategic network has been done from the bottom up, with working-level, bilateral meetings setting the stage for the Quad’s reemergence.

This brief outlines the past, present, and potential future of the Quad, presents data from a survey taken of strategic elites in the Quad nations, and prescribes achievable policy objectives for the Quad based on the results of the survey. It provides a roadmap to achieving actionable steps forward to deepen the Quad’s reach and scope as a mechanism for dialogue and security in the Indo-Pacific.

The History and Current State of the Quad


Origins of the Quad

The beginning of the Quad as a grouping of the United States, Japan, India, and Australia can be found in the so-called “Tsunami Core Group,” an ad-hoc grouping that sprang up to respond to the devastating Boxing Day tsunami of 2004. 1 The Core Group, a “new type of diplomacy” that created a new network in the face of an emerging challenge, brought together the four nations best equipped to swiftly mobilize tsunami aid. 2 Though the group disbanded as the recovery effort wound down, the quadrilateral template had established a successful track record as a vehicle for addressing issues of regional concern.

The quadrilateral template gained an ideological component when then-candidate Shinzo Abe proposed an “Arc of Freedom and Prosperity” in 2006.3 The “arc” envisioned a network of states across the Eurasian continent linked by newly expanded Japanese diplomatic efforts to promote freedom and the rule of law.4 Foreign Minister Taro Aso also paid significant attention to the democratic, free-market nature of the future Quad, but with a vastly expanded network that encompassed states as near as Vietnam and as far as Ukraine.5 It was in December 2006 that the geographic bounds began to fall into place. On a visit to Tokyo, Indian Prime Minister Manmohan Singh announced in a joint statement that both countries were eager to begin a dialogue with other “like-minded countries in the Asia-Pacific region” to address themes of “mutual interest.”6

A flurry of diplomatic activity kicked off once U.S. Vice President Dick Cheney signaled American interest in a Quad dialogue in early 2007.7 After Cheney consulted Australian Prime Minister John Howard on the potential for a Quad during a visit in February 2007, Howard and Indian foreign minister Pranab Mukherjee soon traveled to Tokyo to reaffirm the momentum for the dialogue group.8 Aso and Abe’s respective April visits to India and Washington sealed the deal for the first quadrilateral meeting.9

The first meeting of the initial Quad was held in May 2007 as officials gathered for the ASEAN Regional Forum (ARF) meeting in Manila.10 The meeting was characterized as an “informal grouping” that touched on areas of common interest to the dialogue partners, including disaster relief.11 Late September saw the only military exercise associated with the first Quad, an enlarged version of the U.S.-India Malabar series. This exercise, the second Malabar of 2007 (Malabar 07-02), featured the four navies, together with the Singaporean navy, exercising in the Bay of Bengal.12 The maneuvers featured exchanges of personnel and drills in sea control and multi-carrier operations, among other skills.13

Malabar 07-02 was the final act for the first iteration of the Quad. Signs of the grouping’s fragility had been clear for months. Outside the dialogue, China had intensified a campaign against the Quad, filing official demarches with each of the four countries. The Republic of Korea, America’s major Pacific ally not affiliated with the Quad, had also expressed its hesitation about the grouping and was unwilling to be forced to choose between the United States, its security ally, and China, its growing economic partner.14 The lack of specificity about the Quad’s purpose and objectives gave critics room to seize on the most radical speculation: that the Quad would soon turn into an Asian NATO or otherwise evolve into a security alliance.15 Mounting Chinese pressure lead to reticence among Australia, India, and the United States to formalize the dialogue. Indeed, officials of the four countries soon began to distance the dialogue from any sort of security concerns. Australian Defence Minister Brendan Nelson expressed on a July 2007 visit to Delhi that Australia preferred to restrict the Quad to issues of trade and culture, while Prime Minister Manmohan Singh emphasized that the Quad held “no security implication.”16 Significant protests in India over Malabar 07-02 threatened Singh’s precious political capital for passage of the U.S.-India civil nuclear deal, leading to further reticence on the Indian side.17 Prime Minister Abe’s resignation in September 2007 deprived the Quad of its main cheerleader and architect. Following the election of the Rudd Government in late 2007, Australia decided that the Quad did not suit its strategic outlook and announced that it would not seek to participate in the Quad dialogue in January 2008, assuring China that it had no intention of participating in a second Quad meeting.18 The crumbling of Quad 1.0 did not necessarily mean that the big-picture idea of an Australia-U.S.-Japan-India dialogue was a non-starter, but it became obvious that the four countries were simply not on the same page regarding the major threats facing the region or the means of addressing those challenges.

Increasing Ties Within the Network

After the dissolution of the original Quad in 2007, work clearly needed to be done to strengthen the various bilateral and trilateral relationships among the Quad nations before attempting to reconstitute the four-nation dialogue. The 10 years between Quad 1.0 and 2.0 afforded further time for ties among the four nations to mature and more time for the strategic balance in Asia to become more uncertain. Upgrading of intra-Quad dialogues to the ministerial level and the evolution of traditionally bilateral exercises into “mini-lateral” arrangements illustrated the growing alignment of the Quad nations in the time between Quad 1.0 and 2.0.

The development of so-called “mini-lateral” networks among the Quad nations provided momentum for the establishment of Quad 2.0. In particular, India and Japan emerged as the critical components of two different trilateral relationships, one involving Japan, India, and the United States (which first met in 2011 at the assistant secretary level and presently occurs at the ministerial level) and another involving Japan, India, and Australia (first occurring in 2015 at the vice-ministerial level).19 Yet more tightening can be seen in the growth of the various bilateral relationships of the Quad nations. India added to its stable of ministerial-level “2+2” (defense and foreign minister) meetings with Japan and the United States through the addition of a similar meeting with Australia in 2017. India and the United States further signed a communications compatibility and security agreement (COMCASA) in 2015 and a logistics exchange memorandum of agreement (LEMOA) in 2016. Finally, a major obstacle to closer Japan-India relations was removed with the passage of the landmark Japan-India civil nuclear cooperation agreement in May 2017.

Of further note is the development of bilateral and trilateral military-military relationships among the Quad nations in the intervening decade. Japan became a permanent member of the formerly bilateral U.S.-India naval exercise, Malabar, in 2015.23 The AUSINDEX exercise between Australia and India grew in size and scope, with Australia sending the landing helicopter dock HMAS Canberra, and India further joined the Australian air defense exercise Pitch Black for the first time in 2019.24 The Australia-U.S. exercise Talisman Saber has also seen the addition of Japan, with Japan’s participation in 2019 upgraded to include the addition of the helicopter destroyer JS Ise and the landing ship tank JS Kunisaki.25 Japan’s increased participation in Talisman Saber comes on the heels of similarly increased participation in the Southern Jackaroo (2017) and Kakadu (2016) multilateral exercises, all hosted in Australia.26 Finally, India and Japan confirmed their first bilateral fighter exercise at a 2+2 in December 2019 (to be held in Japan in 2020).27 The function of these bilateral and mini-lateral exercises was to create trust among the militaries of the Quad nations, promote interoperability, and set the foundation for political ties at a deeper level.

Chinese Coercive Behavior Post-2015

Chinese coercion post-2015 further crystallized the alignment of interests underpinning the Quad. India found itself on the receiving end of direct military coercion by China, engaging in a standoff at the Doklam trijunction with Bhutan and China in the summer of 2017. 28 India also found itself blocked from membership in the nuclear suppliers group by China.29 Australia witnessed its relationship with China change dramatically from the halcyon days under former Prime Minister Kevin Rudd. Revelations of several Australian politicians accepting money from organizations and individuals connected to the Chinese Communist Party, as well as the exposure of significant United Front Work Department activity in China, led to the adoption of a foreign interference law in 2018.30

Japan also saw a significant uptick in coercive Chinese behavior in the time between Quad 1.0 and 2.0. With the nationalization of the Senkaku islands in 2012, Japan saw vastly increased “gray-zone” coercive behavior by China Coast Guard and maritime militia vessels.31 The arrest of a Chinese fishing captain by the Japan Coast Guard further inflamed tensions. In the years since the 2012 crisis was resolved, the Japan Air Self-Defense Force set records year after year for scramble interceptions against encroaching Chinese aircraft, and the Maritime Self-Defense Force and Japan Coast Guard responded to increasingly regular incursions of China Coast Guard and fishing vessels into the contiguous zone of the Senkakus. Chinese ships and aircraft began to pass through the Miyako strait on their way to the Western Pacific, a fact that underlined that the Chinese military viewed Japan’s southwestern islands as a barrier to open ocean access.32

The Quad Returns

With a decade of relationship building and further strategic alignment in hand, the stage was set in 2017 for a resumption of the Quad. Shinzo Abe, the original champion of the Quad, returned to office in 2012 and wasted no time in calling for a “democratic security diamond,” a Quad 2.0 in all but name.33 The momentum came to a head in October 2017 with then-Secretary of State Rex Tillerson and Japanese Foreign Minister Taro Kono proposing a resumption of the quadrilateral dialogue format.34 Representatives from the four nations (at the assistant secretary level) met in Manila on November 12, 2017.35 On the margins of the Manila ASEAN Summit, the officials discussed a wide variety of issues, including the denuclearization of North Korea, support for the “Free and Open Indo-Pacific” concept, and the promotion of a rules-based system in the Indo-Pacific region. Notable other areas not shared among the four readouts included the United States, Japan, and Australia citing freedom of navigation and overflight; the United States, India, and Australia discussing connectivity; and the United States, Japan, and Australia discussing the coordination of maritime security efforts.36 In the nearly two years since the initial meeting of the revived Quad in November 2017, the meetings have continued at the “senior official” level on a biannual basis. The most recent meeting as of this writing, in November 2019, marked the resumption of senior official-level meetings after the first ministerial-level meeting in September 2019.37

Just as it did during the initial Quad in 2007, China has officially protested Quad 2.0 as a thinly veiled attempt at containment. Editorials in state-run Chinese media have regularly lambasted the grouping as a threat to not simply China’s own ascent to power but also traditional diplomatic touchstones such as ASEAN centrality; further criticism can also be readily found attacking the Quad nations for insufficient care regarding the infrastructure needs of Southeast Asian nations.38 The United States did not aid its case for an inclusive Quad when Secretary of State Mike Pompeo made clear in an October 2019 speech to the Heritage Foundation that the Quad would “[ensure] that China retains only its proper place in the world,” an allusion to containment that made waves in the Australian foreign policy community.39

Ambiguity over the mission and purpose of Quad 2.0 has diluted many of China’s criticisms, particularly in Southeast Asia. Readouts from Quad meetings regularly cite the importance of ASEAN centrality to Southeast Asian affairs, illustrating that the Quad is not deaf to Southeast Asian concerns of ASEAN displacement. With no official working groups stemming from the Quad—most of the serious diplomatic, informational, military, and economic coordination is done at the trilateral or bilateral level—the idea that the Quad is solely a venue to coordinate Chinese containment strategies is difficult to accept. Indeed, studies have shown that the Quad is broadly popular among Southeast Asian elites and that surveyed elites further support tightening the Quad’s mandate to avoid dilution of purpose.40 Signs of such a tightening began to emerge in late 2019, when news reports indicated that the Quad nations would meet in New Delhi for a counterterrorism-focused tabletop exercise.41

With the Quad on considerably firmer diplomatic and political ground than before, the question of the group’s trajectory comes to the fore. To obtain a better idea of the group’s possible trajectory, the CSIS Alliances and American Leadership Program surveyed a small number of strategic elites in each of the four nations.

Survey Results

Methodology

The chief motivation for this research project was to take an informal survey of the opinions of “strategic elites” on the present status and possible future direction of the Quad.42 The research team identified 20 strategic elites from each of the four Quad nations who would serve as respondents.43 We emphasize that the small size of the survey, and the relative informality of its design, means that the project does not represent broad-based popular opinion but rather “takes the temperature” of select policymakers and thinkers in each nation.

In undertaking this project, the research team created a Google survey with eight total questions. Respondents were asked to answer four questions by selecting from one (strongly oppose) to five (strongly support); the other four questions asked respondents to briefly enter a qualitative response describing their reaction to the question asked. The four quantitative questions were kept identical for each country to create a rough basis for comparison. Qualitative questions were modified slightly from nation to nation in order to more precisely address questions and concerns about the Quad most appropriate to each. The research team presented the initial findings from the quantitative section of the survey at a conference hosted at CSIS on March 29, 2019, “Examining the Future of the Quadrilateral Security Dialogue.”44 In addition to the presentation of findings, the research team also polled the audience.

The graphs below are presented as such: the X axis is a spectrum of support, from 1 (strongly disagree) to 5 (strongly agree). The Y axis designates the percentage of answers among the total pool of respondents. The research team collated the answers from the four surveys into a single graph for each quantitative question.

Research Findings


Question 1: To what extent would you support a standing annual meeting of the heads of government of the four Quad partners (including regular ministerial level sessions) ?

1584773994240.png


Respondents were generally in favor of a standing annual meeting of the heads of government of the four Quad partners with regular ministerial-level sessions to supplement the head of government meetings. Nearly 80 percent of the Indian and Japanese strategic elites, 100 percent of the U.S. strategic elites, and 100 percent of the Australian strategic elites surveyed responded positively to the idea of an annual heads of government meeting.

While no Indian respondents voted in favor of “strongly agree,” this result illustrates that the conventional wisdom that India is opposed to furthering the Quad relationship is incorrect. 45 While the logistics of organizing a standalone summit among the heads of government of the four nations may be difficult, the result demonstrates a willingness among some strategic elites of the four nations to accept a more vocal Chinese criticism for the sake of tighter policy coordination.

Question 2: To what extent would you support the creation of a permanent Quad secretariat, with chairmanship rotating every three
years among the members ?

1584773805373.png


Unsurprisingly, reactions to the notional institutionalization of the Quad were more mixed. Responses from strategic elites from all four nations were far more mixed than for Question 1. Given the significant diplomatic lift involved in establishing a new secretariat, some respondents were particularly skeptical. As one respondent wrote: “I don’t see this as a worthy effort, absent a significant shift in regional security perceptions (like a limited armed clash). Better to keep the quad a small ‘q’ effort.” The mixed results on Quad institutionalization dovetail with the fears noted in Huong Le Thu’s survey of Southeast Asian attitudes toward the Quad, which reports a fear of dilution of already-existing institutions such as ASEAN and the EAS.46

Question 3: To what extent would you support the creation of a standing military task force comprised of the four members under the direction of a joint command ?

1584773737654.png


There was a disparity between Indian and American strategic elites on this question. Given India’s continued reliance on non-U.S. equipment for major weapons systems, as well as the continued influence of the non-aligned strategy in Indian strategic thinking, negative results from Indian respondents were predictable. As the most militarily integrated of the Quad nations, Australia, the United States, and Japan would undoubtedly serve as the backbone of any such task force—three powerful navies standing astride China’s important sea lanes. Skeptical strategic elites in our survey expressed concern that any such effort could “provoke China into more aggression,” as one respondent put it.

Question 4: To what extent would you support the Quad undertaking a coordinating role in regional economic and developmental assistance, including loans, technical development, and human rights promotion throughout the Indo-Pacific ?

1584773697346.png


As a “softer” initiative compared to the creation of a standing military task force or the standing up of a Quad secretariat, the research team was unsurprised to see greater support for a Quad role in coordinating economic development and human rights promotion policies in the Indo-Pacific. Just as with the military domain, Quad members already cooperate on joint infrastructure development projects in the Indo-Pacific region, such as a recently announced initiative among Australia, New Zealand, Japan, and the United States to build out the electrical grid on Papua New Guinea.47

Policy Recommendations

The following recommendations largely focus on staff-level initiatives that will build the groundwork for greater collaboration among Quad member governments in the years to come.

Recommendation 1: Establish Working Groups on Defense and Infrastructure

Fleshing out the Quad from a biannual meeting at the senior official-level will require an agenda and contacts among lower-level officials. The establishment of working group meetings will go far toward laying the groundwork of the recommendations that follow below. There are a multitude of formats that a working group meeting series might take, but the gradual institutionalization of the U.S.-Japanese alliance might serve as a helpful guide for creating further contacts among Quad bureaucrats. As a major pillar of the Quad network that spans a litany of functional areas of cooperation and has global scope, U.S.-Japanese alliance institutions could serve as a model for Quad working groups.48 With defense and infrastructure cooperation as the most plausible avenues for tighter Quad activity, working groups in these areas would serve as the basis for further activity.

The foundation of the U.S.-Japanese alliance working groups, and the most critical point of reference for the Quad, is the “2+2” meetings of foreign and defense ministers. Much of the work of managing the alliance is performed at 2+2 working groups that then report up to the Security Consultative Committee, the highest-ranked 2+2, consisting of the foreign and defense ministers.49 Leader-level summits set the tone and create further opportunities for collaboration between different ministries and departments, touching on energy, space, and other such areas of mutual interest.50 High-level meetings typically occur on an annual or biennial basis, while working-level groups meet either in person or via secure video teleconference more regularly.

The 2+2 framework is particularly salient as all of the Quad nations already maintain 2+2-level meetings with one another. Broadening the current Quad format of foreign ministry senior official-level meetings to include representatives from defense ministries would be a necessary first step toward creating a whole-of-Quad “working 2+2.” The concerns of some member states about military signaling can be eased by ensuring that representation of defense officials at the working 2+2 is kept at a level lower than that of the foreign ministry officials. As described below, salient working groups could be formed on regional infrastructure development and military exchanges.

Recommendation 2: Develop an Indo-Pacific Infrastructure and Development Coordination Working Group

A working group on infrastructure stands out as the opportunity most ripe for Quad cooperation. Per the informal survey, strategic elites across the four nations noted that the Quad should play a role in “coordinating regional economic and developmental assistance.” Indeed, as noted elsewhere, Australia, the United States, Japan, and New Zealand have committed to an initiative to build out the Papua New Guinea electrical grid, demonstrating the willingness of three of the four Quad nations to work together on regional infrastructure projects.51 The November 2019 announcement of the “Blue Dot Network,” an initiative of the U.S. Overseas Private Investment Corporation (OPIC), Japan Bank of International Cooperation (JBIC), and the Australian Department of Foreign Affairs and Trade (DFAT) provides the ideal vehicle for realizing an infrastructure-development component of the Quad.52 India is uniquely positioned as both a recipient of infrastructure development aid and a major donor itself. It is a major donor to South Asia, recording a total of $1.5 billion in 2016.53 India is also the top borrower from the China-led Asian Infrastructure Investment Bank (AIIB).54 As one Indian respondent put it, linking together Quad nations on mini-lateral financing would help plug the gap of funding afforded by solely the Asian Development Bank.

The Blue Dot Network remains vague, more of a guide to transparent, high-quality infrastructure projects than a funding pipeline. Encouraging India to join the network would demonstrate that all four Quad nations are committed to creating a roadmap to sustainable, high-quality infrastructure for developing countries. It would further permit the streamlining of various inter-Quad infrastructure initiatives, including the Japan-India sponsored Asia-Africa growth corridor.55

Much as Japan has engaged China on third-country infrastructure development projects and India has established itself as a major component of the AIIB, the notional Indo-Pacific Infrastructure and Development Coordination Agency could similarly interact with Chinese financing vehicles to raise the overall quality of regional infrastructure. Such engagement would encourage transparency for negotiation, the tender process, and contracting for future projects.

Recommendation 3: Establish an Annual Head of Government Meeting

The 2+2 working group format will be useful in laying the groundwork for an annual or biennial head of government meeting among the Quad nations. Given the already packed schedule of all of the heads of government, scheduling a further, separate summit meeting purely for the Quad would likely be impossible. Instead, adding a summit meeting on the margins of an annual summit like the East Asia Summit or the G-20 would be a more realistic means of accomplishing this goal.

While the working groups discussed above will be critical for giving the Quad an actionable agenda moving forward, leader-level summits are critical; the “control tower” and signaling functions played by such meetings are invaluable toward setting the overall direction of the Quad initiative. Just as the leader-level summits of the U.S.-Japanese alliance and the other 2+2 meetings among the Quad nations set initiatives for the working groups to meet, so too will a regular head of government meeting. These meetings will provide top-down instruction for the relevant working groups on infrastructure and military exchange detailed in this section. Further, the symbolism of all four leaders meeting regularly together will demonstrate that the members of the Quad are prepared to elevate the visibility of the Quad, to quite literally take it before the cameras. The present system of senior official-level meetings are closed to the press and are revealed only by statements issued by each country.

Given the possible diplomatic sensitivities, the G-20 would provide the optimal setting for the summits. While both APEC and the EAS would provide for a helpful geographic backdrop to the Quad (which will certainly be focused on the Indo-Pacific region), the Quad nations might put the EAS or APEC host nation in the uncomfortable diplomatic position of being seen as accommodating a Quad summit that will inevitably be lambasted by China as an element of “containment.” Fewer Asian nations are represented in the G-20, which would allow for more host nations that could conceivably permit the Quad summit. The margins of the United Nations General Assembly could serve a similar role.

Recommendation 4: Pursue an Annual Meeting of Joint Operational Commands and Encouragement of Exchanges

As the research results demonstrate, any Quad project involving the military will prompt concern in some members that the initiative is taking too sharp of an anti-China focus. But there is no need for a meeting of operational commands to concern itself simply with high-end warfighting. As the Quad’s origins in the Tsunami Core Group indicate, the provision of public goods is written into the group’s DNA. Strategic elites across the Quad nations have demonstrated interest in pursuing a Quad role in humanitarian assistance and disaster relief (HA/DR). Other contemporary work on a possible future role for the Quad further indicates that HA/DR could be a useful starting point to build out a military dialogue.56 Attaching a meeting of joint operational commands would be a natural extension to a civilian working group on HA/DR.

Beyond the agreed-upon starting points of HA/DR, the dialogue could be built out to include further areas of demonstrated common concern, such as counterterrorism and maritime security. Indeed, the lack of public Chinese demarches concerning Quad counterterrorism tabletop exercise of November 2019 indicates that the sight of military professionals from all four nations exercising and learning together is not a surefire way to draw complaints of Chinese containment. The pre-exercise readout from the Indian National Investigative Agency, the convening authority, notes that the dialogue and TTX “aims to further improve the inter-agency [cooperation] between different CT and other agencies of QUAD countries.”57 The readout further notes that the four countries share a commitment to promoting “maritime security cooperation.”58 With the November 2019 CT-TTX as a guide, the joint operational command working group could further add a maritime security component to the growing retinue of Quad dialogues and exercises.

The promotion of personnel exchanges would be a further outgrowth of the above activity on joint operational command exchanges and the development of Quad working groups. The research team proposes the development of a specific “Quad fellowship” program at the Asia-Pacific Center for Security Studies (APCSS) in Hawaii given its geographic proximity to the rest of the Quad nations. The program would take mid-career foreign policy and defense professionals from all Quad nations and co-locate them at APCSS for a year-long rotation. The fellows would collaborate on research projects for new Quad initiatives and practice crisis exercises. Building a cohort of Quad fellows will breed more bottom-up initiatives by officials who have participated in the program and build familiarity among military officers and diplomats who may have otherwise had few opportunities to interact.

Conclusion

From its ad-hoc beginnings as the Tsunami Core Group to the present day, the Quadrilateral Security Dialogue has found tentative footing among its members and identified a workable agenda for the years ahead. This progress was the hard-fought result of years of intra-Quad diplomacy and the convergence of a common threat narrative. After the dissolution of the first Quad in early 2008, nearly 10 years of bilateral and trilateral diplomacy followed among the Quad members. The resulting 2+2 bilateral and trilateral summits led to significant progress on a wide range of initiatives, from high-end warfighting exercises (Japan’s permanent inclusion in Malabar, the Pitch Black Series, Talisman Saber, and others) to the resolution of major bilateral hurdles, such as the passage of the Japan-India civil nuclear cooperation deal. Coercive Chinese activity against all Quad nations galvanized a mutual understanding of the threat posed by an unchecked China.

The present Quad has met multiple times at the ministerial level and introduced a new tabletop exercise series. In early senior official-level meetings, the four nations found common ground on securing a free and open Indo-Pacific and promoting joint counterterrorism efforts. While the Quad has now met on a roughly biannual basis since its 2017 restart, questions still remain as to its ultimate purpose. The Quad continues to exist as an “informal” dialogue that nonetheless raises Chinese accusations of containment.

From its ad-hoc beginnings as the Tsunami Core Group to the present day, the Quadrilateral Security Dialogue has found tentative footing among its members and identified a workable agenda for the years ahead.

In surveying a select group of “strategic elites” from the Quad countries, the CSIS Alliances and American Leadership Project identified crucial areas of bilateral disagreement, such as Australian frustration over exclusion from the Malabar exercise series, and demonstrated new ways forward, such as a leading Quad role in joint infrastructure development projects in the Indo-Pacific. The survey also demonstrated potential agreement among strategic elites from the four nations that a head of government meeting would be an effective way of creating further political momentum for the grouping; joint HA/DR and infrastructure development initiatives also stood out as key areas for working together.

The four policy recommendations—establishment of working level contacts, two specific working groups on joint infrastructure development and military commands, and a regular head of government meeting—flow from these surveyed opinions. A working group discussion on military commands would come last. Head of government meetings will provide momentum to the first working groups on joint infrastructure development, whose work would in turn “normalize” the dialogue. Indeed, the November 2019 Quad counterterrorism exercise was a first step in this direction, an indication that the Quad initiative will continue to build momentum and eventually be seen as a “normal” dialogue similar to any of the bilateral or trilateral groupings within the Quad.

The events of late 2007 and early 2008 demonstrate that the Quad, like any informal diplomatic grouping, is vulnerable to the prevailing winds of politics. There is no guarantee that Quad 2.0 will succeed where Quad 1.0 failed. But with over a decade of diplomatic legwork to tighten the seams and given the context of years of Chinese coercion, the ties among the Quad nations and the threat narrative they share are tighter than ever. The true test will come when the parties in each nation that oversaw the restoration of the Quad fall out of power. Just as the Australian Labor party sank the first Quad, so too could a change in power from one government to another sink Quad 2.0. Developing the Quad further to maintain a joint message, with real-world outcomes that are clear to ally and adversary alike, will be crucial to maintaining the Quad as a pillar of stability in the Indo-Pacific region.

Patrick Gerard Buchan is the director of the U.S. Alliances Project and a fellow of Indo-Pacific Security at the Center for Strategic and International Studies (CSIS) in Washington, D.C. Benjamin Rimland is a research associate with the Alliances and American Leadership Program at CSIS.

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Defining the Diamond: The Past, Present, and Future of the Quadrilateral Security Dialogue
 

In a first, India, France conduct joint patrols from Reunion Island

By Dinakar Peri
NEW DELHI, MARCH 21, 2020 19:25 IST
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India and France, For the first time, have conducted joint patrols from the Reunion Island, signalling New Delhi’s intent to engage with friendly foreign partners in expanding its footprint in the Indian Ocean, focusing on the stretch between the East African coastline and the Malacca straits.

India has so far carried out Coordinated Patrols (CORPAT) only with maritime neighbours and had rejected a similar offer by the US. “The Indian Navy conducted a joint patrol with with the French Navy last month from the Reunion Island. The patrol was conducted by a P-8I aircraft with French Navy personnel onboard,” two defence sources independently confirmed to The Hindu.

“We have robust engagement with the French”, one of them said. The surveillance was done in Southern Indian Ocean off Mauritius. “The P-8I was there for a week,” he stated.

There was greater understanding between India and France on each others concerns, especially in the maritime domain, the source said. “They also have capacity constraints there and we can share responsibilities. The patrols will be periodical. There is no set pattern,” the source added.

As reported by The Hindu last November, visiting French Navy Chief Admiral Christophe Prazuck had stated that they were “looking forward to organising joint patrols with the Indian Navy” in 2020 and working on the precise objectives. Speaking at an event, he said the region of the patrols could be North Western Indian Ocean or Southern Indian Ocean “around the islands that are part of France.”

“France is a safe country for us, there will be no concerns in conducting joint patrols with them,” a third official stated on why France was the first country selected to conduct joint patrols. France is also the first country to deploy a Liaison Officer at the Indian Navy’s Information Fusion Centre (IFC-IOR) as part of efforts to improve Maritime Domain Awareness (MDA).

Major strategic partner

France has steadily emerged as a major strategic partner for India with big ticket defence deals and increased military to military engagement. The Indian navy is currently inducting French Scorpene conventional submarines, being built in India under technology transfer, and the Indian Air Force will soon get the first batch of its 36 Rafale fighter jets.

Currently, under the ‘Neighbourhood First’ policy and broader maritime cooperation, the Indian Navy undertakes joint EEZ surveillance with Maldives, Seychelles and Mauritius and CORPATs with Bangladesh, Myanmar, Thailand and Indonesia.

In early 2016, then U.S. Pacific Commander (now Indo-Pacific Command) Adm Harry Harris proposed the prospect of Indian and US navies conducting joint patrols, which was also advocated by other visiting senior U.S. military officers. However, this was rejected by India, and in 2018, then Navy Chief Adm Sunil Lanba stated that while India was looking at cooperative frameworks in the region to deal with common threats, efforts such as coordinated patrols and joint patrols would be done only with maritime neighbours.

The joint patrols, along with other activities, are part of the Navy’s increasing engagement in the Indian Ocean Region through capacity-building and joint activities for improving MDA and interoperability.

In a first, India, France conduct joint patrols from Reunion Island